{"id":6066,"date":"2013-10-23T06:19:26","date_gmt":"2013-10-23T06:19:26","guid":{"rendered":"http:\/\/www.alohaber.net\/wp\/?p=6066"},"modified":"2013-10-23T06:19:26","modified_gmt":"2013-10-23T06:19:26","slug":"yabanci-sermaye-piyasasi-araclari-ve-depo-sertifikalari-ile-yabanci-yatirim-fonu-paylari-tebligi-vii-128-4","status":"publish","type":"post","link":"https:\/\/www.alohaber.net\/wp\/2013\/10\/yabanci-sermaye-piyasasi-araclari-ve-depo-sertifikalari-ile-yabanci-yatirim-fonu-paylari-tebligi-vii-128-4\/","title":{"rendered":"Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131 ve Depo Sertifikalar\u0131 ile Yabanc\u0131 Yat\u0131r\u0131m Fonu Paylar\u0131 Tebli\u011fi (VII-128.4)"},"content":{"rendered":"

\"spk\"<\/a>Bu Tebli\u011fin amac\u0131, yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n ihrac\u0131 ile yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin<\/p>\n

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23 Ekim 2013 Tarihli Resmi Gazete<\/span><\/p>\n

Say\u0131: 28800<\/span><\/p>\n

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Sermaye Piyasas\u0131 Kurulundan:<\/span><\/p>\n

\n

YABANCI SERMAYE P\u0130YASASI ARA\u00c7LARI VE DEPO SERT\u0130F\u0130KALARI \u0130LE YABANCI YATIRIM FONU PAYLARI TEBL\u0130\u011e\u0130 (VII-128.4)<\/b><\/span><\/p>\n

\u00a0<\/span><\/p>\n

B\u0130R\u0130NC\u0130 B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Ama\u00e7, Kapsam, Dayanak ve Tan\u0131mlar<\/b><\/span><\/p>\n

Ama\u00e7<\/span><\/strong><\/p>\n

MADDE 1 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin amac\u0131, yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n ihrac\u0131 ile yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin esaslar\u0131 d\u00fczenlemektir.<\/span><\/p>\n

Kapsam<\/span><\/strong><\/p>\n

MADDE 2 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ve depo sertifikalar\u0131 ile yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n T\u00fcrkiye’de halka arz edilerek veya halka arz edilmeksizin sat\u0131\u015f\u0131na ili\u015fkin a\u015fa\u011f\u0131daki i\u015flemler bu Tebli\u011f h\u00fck\u00fcmlerine tabi olup, bu i\u015flemlerin yap\u0131labilmesi i\u00e7in Kurul\u2019a ba\u015fvurulmas\u0131 zorunludur.<\/span><\/p>\n

a) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n halka arz\u0131.<\/span><\/p>\n

b) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n halka arz edilerek veya halka arz edilmeksizin sat\u0131\u015f\u0131.<\/span><\/p>\n

c) Paylar hari\u00e7 yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n halka arz edilmeksizin tahsisli olarak ve\/veya nitelikli yat\u0131r\u0131mc\u0131lara sat\u0131\u015f\u0131.<\/span><\/p>\n

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\u00e7) Paylar\u0131 veya depo sertifikalar\u0131 borsada i\u015flem g\u00f6ren yabanc\u0131 ortakl\u0131klar\u0131n yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n halka arz edilmeksizin tahsisli olarak ve\/veya nitelikli yat\u0131r\u0131mc\u0131lara sat\u0131\u015f\u0131.<\/span><\/p>\n

d) Paylar\u0131 borsada i\u015flem g\u00f6ren yabanc\u0131 ortakl\u0131klar\u0131n bedelli ve bedelsiz pay ihrac\u0131.<\/span><\/p>\n

e) Paylar\u0131 yurt d\u0131\u015f\u0131 borsalarda i\u015flem g\u00f6ren yabanc\u0131 ortakl\u0131klar\u0131n, paylar\u0131n\u0131n borsada i\u015flem g\u00f6rmeye ba\u015flamas\u0131.<\/span><\/p>\n

(2) Yabanc\u0131 devletler ve mahalli idarelerin yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131 ile ilgili esaslar, bu Tebli\u011f h\u00fck\u00fcmleri \u00e7er\u00e7evesinde, ba\u015fvurunun niteli\u011fine g\u00f6re Kurulca belirlenir.<\/span><\/p>\n

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(3) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131 kavram\u0131, paylar\u0131n bir bedel kar\u015f\u0131l\u0131\u011f\u0131 sat\u0131\u015f\u0131n\u0131, paylar\u0131n pazarlanmas\u0131 amac\u0131yla; bire bir veya toplu, mektupla veya her t\u00fcrl\u00fc ileti\u015fim arac\u0131yla tan\u0131t\u0131m\u0131n\u0131 ve yat\u0131r\u0131mc\u0131yla ili\u015fki kurmaya y\u00f6nelik her t\u00fcrl\u00fc faaliyeti kapsar.<\/span><\/p>\n

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(4) T\u00fcrkiye\u2019de yerle\u015fik ki\u015filerin; sermaye piyasas\u0131 mevzuat\u0131na g\u00f6re yetkili bulunan kurulu\u015flar vas\u0131tas\u0131yla yurtd\u0131\u015f\u0131ndaki mali piyasalarda i\u015flem g\u00f6ren yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131 ve yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131 sat\u0131n almalar\u0131, satmalar\u0131, sermaye piyasas\u0131 mevzuat\u0131 \u00e7er\u00e7evesinde halka arz niteli\u011fi ta\u015f\u0131mamas\u0131 \u015fart\u0131yla, bu Tebli\u011f kapsam\u0131 d\u0131\u015f\u0131ndad\u0131r.<\/span><\/p>\n

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(5) Yabanc\u0131 ortakl\u0131klar taraf\u0131ndan, \u00e7al\u0131\u015fanlara pay edindirme planlar\u0131 ve benzeri programlar kapsam\u0131nda T\u00fcrkiye\u2019deki \u00e7al\u0131\u015fanlar\u0131na verilecek paylar\u0131n ve yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131, sat\u0131\u015f i\u015fleminin T\u00fcrkiye\u2019de ger\u00e7ekle\u015fmemesi, halka arz tan\u0131m\u0131na girecek bir uygulama yap\u0131lmamas\u0131, \u00e7al\u0131\u015fanlara sunulacak bilgilerin halka arz izlenimi verecek ifadeler i\u00e7ermemesi ko\u015fuluyla Kurul\u2019a ba\u015fvuruya tabi de\u011fildir.<\/span><\/p>\n

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(6) Niteli\u011fi itibar\u0131yla yabanc\u0131 yat\u0131r\u0131m fonlar\u0131na benzeyen di\u011fer kolektif yat\u0131r\u0131m kurulu\u015flar\u0131 yabanc\u0131 ortakl\u0131k olarak de\u011ferlendirilmez ve bu kurulu\u015flar i\u00e7in bu Tebli\u011fin sekizinci b\u00f6l\u00fcm\u00fcnde yer alan h\u00fck\u00fcmler uygulan\u0131r.<\/span><\/p>\n

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(7) Yabanc\u0131 yat\u0131r\u0131m fonlar\u0131 paylar\u0131na ili\u015fkin esaslar\u0131n d\u00fczenlendi\u011fi bu Tebli\u011fin sekizinci b\u00f6l\u00fcmde yer alanizahname, temsilci, ihra\u00e7\u00e7\u0131 ve saklama kurulu\u015fu kavramlar\u0131, fon\u00a0izahnamesi, fon temsilcisi, fon ihra\u00e7\u00e7\u0131s\u0131 ve fon saklama kurulu\u015funu ifade eder.<\/span><\/p>\n

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Dayanak<\/span><\/strong><\/p>\n

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MADDE 3 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f,\u00a06\/12\/2012\u00a0tarihli ve\u00a0<\/span>6362 say\u0131l\u0131 Sermaye Piyasas\u0131 Kanununun<\/span><\/a><\/span>\u00a012 ve 13 \u00fcnc\u00fc maddeleri, 128 inci maddesinin birinci f\u0131kras\u0131n\u0131n (e) bendi, 130 uncu maddesinin \u00fc\u00e7\u00fcnc\u00fc f\u0131kras\u0131 ile T\u00fcrk Paras\u0131 K\u0131ymetini Koruma Hakk\u0131nda 32 say\u0131l\u0131 Karar\u0131n 15 inci maddesinin (c) bendine dayan\u0131larak haz\u0131rlanm\u0131\u015ft\u0131r.<\/span><\/p>\n

Tan\u0131mlar ve k\u0131saltmalar<\/span><\/strong><\/p>\n

MADDE 4 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fde ge\u00e7en;<\/span><\/p>\n

a) Borsa: Kanunun 3 \u00fcnc\u00fc maddesinin birinci f\u0131kras\u0131n\u0131n (\u00e7) bendinde tan\u0131mlanan Borsay\u0131,<\/span><\/p>\n

b) Depo Sertifikas\u0131: Saklama kurulu\u015flar\u0131nda saklanan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131 temsilen depocu kurulu\u015f taraf\u0131ndan ihra\u00e7 edilen ve sahibine bu ara\u00e7lar\u0131n verdi\u011fi haklar\u0131 aynen sa\u011flayan, bunlara \u00f6zde\u015f,\u00a0nominal\u00a0de\u011feri T\u00fcrk Liras\u0131 olarak veya T.C. Merkez Bankas\u0131nca g\u00fcnl\u00fck al\u0131m sat\u0131m kurlar\u0131 ilan edilen yabanc\u0131 paralar cinsinden ifade edilen sermaye piyasas\u0131 arac\u0131n\u0131,<\/span><\/p>\n

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c) Depocu Kurulu\u015f: Saklama kurulu\u015fu nezdinde kendi ad\u0131na ve depo sertifikas\u0131 sahipleri hesab\u0131na saklanan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131 temsilen depo sertifikas\u0131 \u00e7\u0131karan banka ile Kurulun yat\u0131r\u0131m hizmetleri ve faaliyetlerine ili\u015fkin d\u00fczenlemelerinde tan\u0131mlanan geni\u015f yetkili arac\u0131 kurumlar\u0131,<\/span><\/p>\n

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\u00e7) Derecelendirme Kurulu\u015flar\u0131: Kurul\u2019un derecelendirme faaliyetlerine ili\u015fkin d\u00fczenlemeleri ile derecelendirme faaliyetinde bulunmak \u00fczere Kurulca yetkilendirilen derecelendirme kurulu\u015flar\u0131 ve T\u00fcrkiye\u2019de derecelendirme faaliyetinde bulunmas\u0131 Kurulca kabul edilen uluslararas\u0131 derecelendirme kurulu\u015flar\u0131n\u0131,<\/span><\/p>\n

d) Fon: Yurt d\u0131\u015f\u0131nda kurulmu\u015f yabanc\u0131 yat\u0131r\u0131m fonlar\u0131n\u0131,<\/span><\/p>\n

e) Fon \u0130hra\u00e7\u00e7\u0131s\u0131: Yabanc\u0131 yat\u0131r\u0131m fonunun kurucusunu veya y\u00f6neticisini,<\/span><\/p>\n

f) Fon\u00a0\u0130zahnamesi: Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na ili\u015fkin olarak haz\u0131rlanan kamuyu ayd\u0131nlatma belgesini,<\/span><\/p>\n

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g) Fon Saklama Kurulu\u015fu: Yabanc\u0131 yat\u0131r\u0131m fonlar\u0131na saklay\u0131c\u0131l\u0131k hizmeti sunmak \u00fczere yurtd\u0131\u015f\u0131nda kurulu ilgili otorite taraf\u0131ndan yetkilendirilmi\u015f kurulu\u015flar\u0131,<\/span><\/p>\n

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\u011f) Fon Temsilcisi: Bankalar\u0131 veya Kurulun yat\u0131r\u0131m hizmetleri ve faaliyetlerine ili\u015fkin d\u00fczenlemelerinde tan\u0131mlanan T\u00fcrkiye\u2019de yerle\u015fik geni\u015f yetkili arac\u0131 kurumlar\u0131,<\/span><\/p>\n

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h) Kamuyu Ayd\u0131nlatma Platformu (KAP): Kanunun 3 \u00fcnc\u00fc maddesinin birinci f\u0131kras\u0131n\u0131n (k) bendinde tan\u0131mlanan elektronik sistemi,<\/span><\/p>\n

\u0131) Kanun:\u00a06\/12\/2012\u00a0tarihli ve 6362 say\u0131l\u0131 Sermaye Piyasas\u0131 Kanununu,<\/span><\/p>\n

i) KGK: Kamu G\u00f6zetimi, Muhasebe ve Denetim Standartlar\u0131 Kurumunu,<\/span><\/p>\n

j) Kurul: Sermaye Piyasas\u0131 Kurulunu,<\/span><\/p>\n

k) MKK: Merkezi Kay\u0131t Kurulu\u015fu Anonim \u015eirketini,<\/span><\/p>\n

l) Nitelikli Yat\u0131r\u0131mc\u0131: Kurulun ilgili d\u00fczenlemelerinde tan\u0131mlanan nitelikli yat\u0131r\u0131mc\u0131y\u0131,<\/span><\/p>\n

m) Saklama Kurulu\u015fu: Kuruldu\u011fu \u00fclke mevzuat\u0131nca sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131 saklamaya yetkili k\u0131l\u0131nan kurumlardan saklama faaliyetinde bulunmas\u0131 Kurulca uygun g\u00f6r\u00fclen kurumlar\u0131,<\/span><\/p>\n

n) TCMB: T\u00fcrkiye Cumhuriyet Merkez Bankas\u0131 Anonim \u015eirketini,<\/span><\/p>\n

o) Temsilci: Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131 hari\u00e7 olmak \u00fczere yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n sat\u0131\u015f\u0131 i\u00e7in Kurula ba\u015fvuran yabanc\u0131 ortakl\u0131klar ve\/veya yabanc\u0131 ortakl\u0131kta pay sahibi olan ki\u015fi veya depocu kurulu\u015f ile aralar\u0131nda\u00a0vekaletveya ba\u015fka bir nitelikte s\u00f6zle\u015fme ili\u015fkisi bulunan, geni\u015f yetkili T\u00fcrkiye\u2019de yerle\u015fik arac\u0131 kurumlar\u0131 veya kalk\u0131nma ve yat\u0131r\u0131m bankalar\u0131n\u0131,<\/span><\/p>\n

\u00f6) TTSG: T\u00fcrkiye Ticaret Sicili Gazetesini,<\/span><\/p>\n

p) Yabanc\u0131 Ortakl\u0131k: T\u00fcrk Paras\u0131 K\u0131ymetini Koruma Hakk\u0131nda 32 Say\u0131l\u0131 Kararda tan\u0131mlanan d\u0131\u015far\u0131da yerle\u015fik ki\u015filerden ilgili \u00fclke mevzuat\u0131na g\u00f6re sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131 ihra\u00e7 eden ortakl\u0131\u011f\u0131,<\/span><\/p>\n

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r) Yabanc\u0131 Ortakl\u0131k Pay\u0131: Yabanc\u0131 ortakl\u0131klarca bulunduklar\u0131 \u00fclke mevzuat\u0131na uygun olarak ihra\u00e7 edilen ve ortakl\u0131k hakk\u0131 veren sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131,<\/span><\/p>\n

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s) Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131: Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131 hari\u00e7 olmak \u00fczere yabanc\u0131 ortakl\u0131klar veya yabanc\u0131 devletler ve mahalli idareler taraf\u0131ndan ihra\u00e7 edilen ve Kanunun 3 \u00fcnc\u00fc maddesinin birinci f\u0131kras\u0131n\u0131n (\u015f) bendinde tan\u0131mlanan sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131,<\/span><\/p>\n

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\u015f) Yabanc\u0131 Yat\u0131r\u0131m Fonu Pay\u0131: Yurt d\u0131\u015f\u0131nda kurulmu\u015f kolektif yat\u0131r\u0131m kurulu\u015fu niteli\u011findeki yabanc\u0131 yat\u0131r\u0131m fonu taraf\u0131ndan ihra\u00e7 edilen ve di\u011fer sermaye piyasas\u0131 ara\u00e7lar\u0131 niteli\u011finde say\u0131lan sermaye piyasas\u0131 arac\u0131n\u0131,<\/span><\/p>\n

t) Yat\u0131r\u0131mc\u0131 Bilgi Formu: Fonun yap\u0131s\u0131n\u0131, yat\u0131r\u0131m stratejisini ve risklerini yans\u0131tan \u00f6zet formu,<\/span><\/p>\n

ifade\u00a0eder.<\/span><\/p>\n

\u0130K\u0130NC\u0130 B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131n\u0131n Halka Arz Edilerek<\/b><\/span><\/p>\n

ve\u00a0Halka Arz Edilmeksizin Sat\u0131\u015f\u0131<\/b><\/span><\/p>\n

Halka arz i\u00e7in \u00f6n \u015fartlar<\/span><\/strong><\/p>\n

MADDE 5 \u2013<\/span><\/strong>\u00a0(1) T\u00fcrkiye\u2019de halka arz edilecek yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n borsada i\u015flem g\u00f6rme ba\u015fvurusunun veya ihrac\u0131n\u0131n bir borsa veya yetkili sermaye piyasas\u0131 otoritesi taraf\u0131ndan yat\u0131r\u0131mc\u0131n\u0131n korunmas\u0131 veya buna benzer bir gerek\u00e7eyle reddedilmemi\u015f olmas\u0131 gerekir.<\/span><\/p>\n

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(2) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131, T\u00fcrk Liras\u0131 olarak veya\u00a0TCMB\u2019ce\u00a0g\u00fcnl\u00fck al\u0131m sat\u0131m kurlar\u0131 ilan edilen yabanc\u0131 paralar \u00fczerine d\u00fczenlenmi\u015f olmal\u0131d\u0131r.<\/span><\/p>\n

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(3) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ihra\u00e7 edildikleri \u00fclkede; bunlar\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na, sa\u011flad\u0131\u011f\u0131 mali haklar ile ilgili i\u015flem ve \u00f6demelerin T\u00fcrkiye\u2019de yap\u0131lmas\u0131na ve y\u00f6netimsel haklar\u0131n kullan\u0131lmas\u0131na ili\u015fkin herhangi bir k\u0131s\u0131tlama bulunmamal\u0131d\u0131r.<\/span><\/p>\n

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(4) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 devir veya tedav\u00fcl\u00fcn\u00fc k\u0131s\u0131tlay\u0131c\u0131 veya sahibinin haklar\u0131n\u0131 kullanmas\u0131n\u0131 engelleyici kay\u0131tlara tabi tutulmam\u0131\u015f olmal\u0131 ve bunlar\u0131n \u00fczerlerinde ayni hak, hapis hakk\u0131 veya benzeri k\u0131s\u0131tlay\u0131c\u0131 haklar bulunmamal\u0131d\u0131r.<\/span><\/p>\n

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(5) Yabanc\u0131 ortakl\u0131klar\u0131n pay d\u0131\u015f\u0131ndaki ihra\u00e7lar\u0131nda, ba\u015fvuru tarihinden \u00f6nceki bir y\u0131l i\u00e7erisinde bir derecelendirme kurulu\u015fundan, notland\u0131rma \u00f6l\u00e7e\u011fine g\u00f6re yat\u0131r\u0131m yap\u0131labilir seviyesine denk gelen uzun vadeli derecelendirme notu almas\u0131 gerekmektedir.<\/span><\/p>\n

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(6) Kurul yat\u0131r\u0131mc\u0131lar\u0131n korunmas\u0131 ya da benzer bir gerek\u00e7eyi g\u00f6zeterek ba\u015fvuru sahibini bilgilendirmek kayd\u0131yla ihrac\u0131n ve sermaye piyasas\u0131 arac\u0131n\u0131n niteli\u011fine g\u00f6re yukar\u0131da say\u0131lanlar d\u0131\u015f\u0131nda \u00f6n \u015fartlar getirebilir.<\/span><\/p>\n

Temsilci olabilecekler ve temsilcinin atanmas\u0131<\/span><\/strong><\/p>\n

MADDE 6 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n halka arz\u0131nda atanmas\u0131 zorunlu olan temsilci, yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n halka arz edilmeksizin tahsisli olarak ve\/veya nitelikli yat\u0131r\u0131mc\u0131lara sat\u0131\u015f\u0131 ba\u015fvurular\u0131nda iste\u011fe ba\u011fl\u0131 olarak da atanabilir.<\/span><\/p>\n

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(2) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n halka arz\u0131 halinde yabanc\u0131 ortakl\u0131k ile temsilci aras\u0131nda, s\u00f6z konusu ara\u00e7lar\u0131n depo sertifikas\u0131 vas\u0131tas\u0131yla halka arz\u0131 halinde ise depocu kurulu\u015f ile temsilci aras\u0131nda yaz\u0131l\u0131 bir s\u00f6zle\u015fme d\u00fczenlenmesi \u015fartt\u0131r. Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n sahipleri taraf\u0131ndan T\u00fcrkiye\u2019de ilk halka arz\u0131nda, s\u00f6zle\u015fme bu ki\u015fi ile temsilci aras\u0131nda d\u00fczenlenir, \u015fu kadar ki yabanc\u0131 ortakl\u0131\u011f\u0131n y\u00fck\u00fcml\u00fcl\u00fcklerine de bu s\u00f6zle\u015fmede yer verilir ve yabanc\u0131 ortakl\u0131\u011f\u0131n da s\u00f6zle\u015fmeyi imzalamas\u0131 esast\u0131r.<\/span><\/p>\n

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(3) \u0130kinci f\u0131krada belirtilen s\u00f6zle\u015fmenin s\u00fcresinin, varsa en az yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n vadesi kadar olmas\u0131 \u015fartt\u0131r. Ancak 60 g\u00fcn \u00f6nceden ihbar edilmesi \u015fart\u0131yla veya sonradan s\u00f6zle\u015fmenin devam\u0131n\u0131 engelleyen hususlar\u0131n ortaya \u00e7\u0131kmas\u0131 durumunda s\u00f6zle\u015fme taraflarca sona erdirilebilir. S\u00f6zle\u015fmenin ihbarla sona erdirilmek istenmesi durumunda ihbar tarihinden sona erme tarihine kadar ge\u00e7ecek s\u00fcre i\u00e7erisinde yabanc\u0131 ortakl\u0131k, yabanc\u0131 ortakl\u0131k ile birlikte yabanc\u0131 ortak veya depocu kurulu\u015fun yeni bir temsilci atamas\u0131 ve Kurul\u2019a bildirmesi zorunludur. \u0130flas gibi temsilcinin y\u00fck\u00fcml\u00fcklerini yerine getirmesini\u00a0imkans\u0131z\u00a0k\u0131lan hallerde ise yeni temsilci atamas\u0131 derhal yap\u0131larak Kurul\u2019a bildirilir. \u0130mzalanan temsilcilik s\u00f6zle\u015fmesi nedeniyle do\u011fan t\u00fcm y\u00fck\u00fcml\u00fcl\u00fckler yeni bir s\u00f6zle\u015fme imzalan\u0131p Kurul\u2019a sunuluncaya kadar devam eder. Bu hususa temsilcilik s\u00f6zle\u015fmesinde yer verilir.<\/span><\/p>\n

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(4) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n depo sertifikas\u0131 vas\u0131tas\u0131yla halka arz\u0131nda depocu kurulu\u015fun temsilcinin niteliklerini haiz olmas\u0131 ko\u015fuluyla temsilci olmas\u0131 m\u00fcmk\u00fcnd\u00fcr. Bu durumda ikinci f\u0131krada belirtilen temsilcilik s\u00f6zle\u015fmesi depocu kurulu\u015f ile yabanc\u0131 ortakl\u0131k aras\u0131nda yap\u0131l\u0131r.<\/span><\/p>\n

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(5) Piyasa yap\u0131c\u0131n\u0131n yer ald\u0131\u011f\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131nda piyasa yap\u0131c\u0131n\u0131n temsilci olabilmesi, \u00e7\u0131kar \u00e7at\u0131\u015fmas\u0131n\u0131n olu\u015fmamas\u0131n\u0131n temini ve temsilci niteliklerini ta\u015f\u0131mas\u0131 ko\u015fuluyla m\u00fcmk\u00fcnd\u00fcr.<\/span><\/p>\n

Kurul\u2019a ba\u015fvuru ve sat\u0131\u015f i\u015flemleri<\/span><\/strong><\/p>\n

MADDE 7 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 ortakl\u0131klar, depocu kurulu\u015f veya temsilci yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n sat\u0131\u015f\u0131 ve depo sertifikalar\u0131n\u0131n ihrac\u0131nda Ek\/1\u2019de belirtilen belgelerle birlikte Kurul\u2019a ba\u015fvururlar.<\/span><\/p>\n

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(2)\u00a0\u0130zahname, tasarruf sahiplerine sat\u0131\u015f duyurusu ve ihra\u00e7 belgesi ile di\u011fer bu nitelikteki belgelerin d\u00fczenlenme esaslar\u0131 ile halka arz ve sat\u0131\u015f i\u015flemleri, aksi Kurul d\u00fczenlemelerinde belirtilmedik\u00e7e, ilgili sermaye piyasas\u0131 arac\u0131n\u0131n mahiyetine uygun d\u00fc\u015fen tebli\u011f h\u00fck\u00fcmleri \u00e7er\u00e7evesinde y\u00fcr\u00fct\u00fcl\u00fcr.\u00a022\/6\/2013\u00a0tarihli ve 28685 say\u0131l\u0131 Resm\u00ee Gazete\u2019de yay\u0131mlanan\u00a0\u0130zahname\u00a0ve \u0130hra\u00e7 Belgesi Tebli\u011finin (II-5.1) 28 inci maddesinin ikinci f\u0131kras\u0131 h\u00fckm\u00fc uygulanmaz.<\/span><\/p>\n

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(3) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ve depo sertifikalar\u0131n\u0131n ihrac\u0131n\u0131n\u00a0TCMB\u2019ce\u00a0g\u00fcnl\u00fck al\u0131m sat\u0131m kurlar\u0131 ilan edilen yabanc\u0131 paralar \u00fczerinden yap\u0131lmas\u0131 durumunda, sat\u0131\u015f i\u015flemleri T\u00fcrk Liras\u0131 \u00fczerinden yap\u0131l\u0131r. Bu durumda uygulanacak kur, kur de\u011fi\u015fiminin etkileri, giderler, bu giderlerin kim taraf\u0131ndan kar\u015f\u0131lanaca\u011f\u0131 ve benzeri hususlarizahnamede\u00a0a\u00e7\u0131k\u00e7a belirtilir.<\/span><\/p>\n

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(4) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n elektronik ortamda\u00a0kayden\u00a0izlenmesi esast\u0131r. Yetkili saklama kurulu\u015flar\u0131 nezdinde MKK ad\u0131na a\u00e7\u0131lacak hesapta saklanan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n MKK nezdinde\u00a0kayden\u00a0hak sahipleri baz\u0131nda izlenmesi zorunludur.\u00a0Kaydile\u015ftirme\u00a0usul ve esaslar\u0131na ili\u015fkin d\u00fczenlemelerde belirlenen hususlar sakl\u0131d\u0131r.<\/span><\/p>\n

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(5) Sat\u0131\u015f\u0131n niteli\u011fi gerektirdi\u011fi takdirde Kurul\u2019a yap\u0131lacak ba\u015fvuru ile ayn\u0131 zamanda Borsa\u2019ya da ba\u015fvuru yap\u0131lmas\u0131 zorunludur.<\/span><\/p>\n

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\u0130zahnamede\u00a0yer verilecek hususlar<\/span><\/strong><\/p>\n

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MADDE 8 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131 ve depo sertifikas\u0131 halka arz\u0131nda 7, 10, 11, 14, 15 ve 16\u00a0nc\u0131maddelerde\u00a0izahnamede\u00a0yer almas\u0131n\u0131n gerekli oldu\u011fu belirtilen hususlar ile EK\/1\u2019in 8, 9 ve 13 \u00fcnc\u00fc maddelerindeki bilgilere\u00a0izahnamede\u00a0yer verilmesi,\u00a0izahname\u00a0ekinde ise EK\/1\u2019in 2, 3, 4, 5 ve 6\u00a0nc\u0131\u00a0maddelerinde yer alan ve Kurul\u2019a sunulmas\u0131 talep edilen beyanlara yer verilmesi zorunludur.<\/span><\/p>\n

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(2)\u00a0\u0130zahnamede, yabanc\u0131 sermaye piyasas\u0131 arac\u0131 i\u00e7in varsa, yurt d\u0131\u015f\u0131nda yay\u0131mlanan veya yay\u0131mlanacak\u00a0izahname, duyuru ve di\u011fer ilanlar\u0131n yay\u0131m yerleri hakk\u0131nda bilgiye yer verilmesi zorunludur.<\/span><\/p>\n

\u00dc\u00c7\u00dcNC\u00dc B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Depo Sertifikalar\u0131na \u0130li\u015fkin \u00d6zel H\u00fck\u00fcmler<\/b><\/span><\/p>\n

Depo sertifikalar\u0131<\/span><\/strong><\/p>\n

MADDE 9 \u2013<\/span><\/strong>\u00a0(1) Depo sertifikalar\u0131n\u0131n temsil etti\u011fi yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131, Kurul\u2019a yap\u0131lacak ba\u015fvuru \u00f6ncesinde saklama kurulu\u015funda depocu kurulu\u015f ad\u0131na depo edilir. Ba\u015fvuru kapsam\u0131nda iletilen\u00a0izahname\u00a0veya ihra\u00e7 belgesinin Kurulca onaylanmas\u0131n\u0131 m\u00fcteakip, depo sertifikalar\u0131 depocu kurulu\u015f taraf\u0131ndan MKK nezdinde\u00a0kayden\u00a0ihra\u00e7 edilir. Depocu kurulu\u015flar\u0131n MKK \u00fcyesi olmalar\u0131 zorunludur.<\/span><\/p>\n

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(2) Depo sertifikalar\u0131n\u0131n temsil etti\u011fi yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131, yetkili saklama kurulu\u015fu nezdindeMKK\u2019n\u0131n\u00a0hesab\u0131 bulunmas\u0131 halinde\u00a0MKK\u2019n\u0131n\u00a0bu hesab\u0131nda saklan\u0131r. Bu durumda temsilcinin 17\u00a0nci\u00a0maddenin birinci f\u0131kras\u0131n\u0131n (b) bendinde belirtilen y\u00fck\u00fcml\u00fcl\u00fc\u011f\u00fc MKK taraf\u0131ndan yerine getirilir.<\/span><\/p>\n

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(3) Depo sertifikalar\u0131n\u0131n temsil etti\u011fi yabanc\u0131 paylar\u0131 ihra\u00e7 eden yabanc\u0131 ortakl\u0131k taraf\u0131ndan nakit ve\/veya bedelsiz sermaye art\u0131r\u0131m\u0131 yap\u0131lmas\u0131 halinde ihra\u00e7 edilecek yabanc\u0131 paylar\u0131n da depo sertifikas\u0131 olarak \u00e7\u0131kar\u0131lmas\u0131 zorunludur.<\/span><\/p>\n

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Depo sertifikalar\u0131n\u0131n yabanc\u0131 sermaye piyasas\u0131 arac\u0131 ile de\u011fi\u015ftirilmesi<\/span><\/strong><\/p>\n

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MADDE 10 \u2013<\/span><\/strong>\u00a0(1) Depo sertifikalar\u0131 istendi\u011finde, depo sertifikas\u0131 sahiplerince temsil ettikleri yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ile de\u011fi\u015ftirilir. Depocu kurulu\u015f taraf\u0131ndan belirlenen, de\u011fi\u015ftirmenin \u015fekline ve s\u00fcresine ili\u015fkin esaslaraizahnamede\u00a0yer verilir. \u015eu kadar ki Kurul bu esaslarda de\u011fi\u015fiklik yap\u0131lmas\u0131n\u0131 isteyebilir. Depocu kurulu\u015f depo sertifikalar\u0131n\u0131n 9 uncu maddenin ikinci f\u0131kras\u0131 uyar\u0131nca\u00a0MKK\u2019n\u0131n\u00a0hesab\u0131nda sakland\u0131\u011f\u0131 durumda de\u011fi\u015ftirmenin s\u00fcresine ve \u015fekline ili\u015fkin esaslar\u0131\u00a0MKK\u2019n\u0131n\u00a0uygun g\u00f6r\u00fc\u015f\u00fc ile belirler.<\/span><\/p>\n

D\u00d6RD\u00dcNC\u00dc B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131na \u0130li\u015fkin \u00d6demeler ile<\/b><\/span><\/p>\n

Sunulacak Bilgi ve Belgelerin Dili<\/b><\/span><\/p>\n

Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131na ili\u015fkin \u00f6demeler<\/span><\/strong><\/p>\n

MADDE 11 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n, anapara, faiz, k\u00e2r pay\u0131 ve kupon \u00f6demeleri, sermaye piyasas\u0131 arac\u0131n\u0131n para birimi veya T\u00fcrk Liras\u0131 cinsinden yap\u0131labilir. \u00d6deme tarihleri, kullan\u0131lacak kur, giderler, bu giderlerin kim taraf\u0131ndan kar\u015f\u0131lanaca\u011f\u0131 ve benzeri \u00f6demelere ili\u015fkin esaslar\u00a0izahnamede\u00a0belirtilir.<\/span><\/p>\n

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Kurul\u2019a sunulacak bilgi ve belgelerin dili<\/span><\/strong><\/p>\n

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MADDE 12 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f kapsam\u0131nda istenen t\u00fcm bilgi ve belgelerden kayna\u011f\u0131n\u0131 Kurul d\u00fczenlemelerinden alanlar\u0131n T\u00fcrk\u00e7e haz\u0131rlanarak, di\u011ferlerinin ise T\u00fcrk\u00e7e \u00e7evirilerinin Kurul\u2019a g\u00f6nderilmesi zorunludur. Kurul, yap\u0131lacak \u00e7evirilerin yeminli terc\u00fcman taraf\u0131ndan terc\u00fcme edilmesini isteyebilir.<\/span><\/p>\n

BE\u015e\u0130NC\u0130 B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Ortakl\u0131klar\u0131n Kamuyu Ayd\u0131nlatma ve Di\u011fer Y\u00fck\u00fcml\u00fcl\u00fckleri<\/b><\/span><\/p>\n

Kamuyu ayd\u0131nlatma<\/span><\/strong><\/p>\n

MADDE 13 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 ortakl\u0131klar, sermaye piyasas\u0131 ara\u00e7lar\u0131 benzer nitelikteki ve\/veya borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren T\u00fcrkiye\u2019de yerle\u015fik ortakl\u0131klar\u0131n tabi oldu\u011fu kamuyu ayd\u0131nlatmaya ili\u015fkin t\u00fcm y\u00fck\u00fcml\u00fcl\u00fckleri bu maddede ve 14, 15 ve 16\u00a0nc\u0131\u00a0maddelerde farkl\u0131la\u015ft\u0131r\u0131lan haller d\u0131\u015f\u0131nda yerine getirmek zorundad\u0131r.<\/span><\/p>\n

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(2) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n de\u011ferini, fiyat\u0131n\u0131 veya yat\u0131r\u0131mc\u0131lar\u0131n yat\u0131r\u0131m kararlar\u0131n\u0131 etkileyebilecek nitelikteki bilgi, olay ve geli\u015fmelerde yabanc\u0131 ortakl\u0131k, yabanc\u0131 ortak, depocu kurulu\u015f ya da ilgili di\u011fer taraflarca kamuya a\u00e7\u0131klanacak \u00f6zel durumlar ile bunlar\u0131n a\u00e7\u0131klanma esaslar\u0131nda benzer nitelikteki ve\/veya borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren T\u00fcrkiye\u2019de yerle\u015fik ortakl\u0131klar\u0131n tabi oldu\u011fu Kurulun ilgili d\u00fczenlemelerine uyulur.Yap\u0131lacak a\u00e7\u0131klamada, yurt d\u0131\u015f\u0131nda duyurulan a\u00e7\u0131klaman\u0131n yer ald\u0131\u011f\u0131 internet sitesi hakk\u0131nda bilgiye yer verilir. \u00d6zel durum a\u00e7\u0131klamalar\u0131n\u0131n dili\u00a0T\u00fcrk\u00e7e\u2019dir.<\/span><\/p>\n

Finansal raporlama<\/span><\/strong><\/p>\n

MADDE 14 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 ortakl\u0131klar taraf\u0131ndan d\u00fczenlenecek finansal raporlar (Finansal tablolar, y\u00f6netim kurulu faaliyet raporlar\u0131 ile sorumluluk beyanlar\u0131ndan olu\u015fan raporlar) ile bunlar\u0131n haz\u0131rlanmas\u0131nda Kurul d\u00fczenlemelerinde sermaye piyasas\u0131 ara\u00e7lar\u0131 borsada i\u015flem g\u00f6ren ortakl\u0131klar i\u00e7in kabul edilen muhasebe\/finansal raporlama standartlar\u0131na uyulmas\u0131 esast\u0131r. Uluslararas\u0131 Muhasebe Standartlar\u0131 Kurulu taraf\u0131ndan yay\u0131mlanan Uluslararas\u0131 Muhasebe\/Finansal Raporlama Standartlar\u0131na veya bunlara Avrupa Birli\u011fi taraf\u0131ndan kabul edilen haliyle uyulmas\u0131 Kurul taraf\u0131ndan kabul edilen muhasebe standartlar\u0131n\u0131n yerine getirilmesi h\u00fckm\u00fcndedir. Bunun d\u0131\u015f\u0131ndaki genel kabul g\u00f6rm\u00fc\u015f muhasebe standartlar\u0131 dikkate al\u0131narak haz\u0131rlanm\u0131\u015f finansal raporlar\u0131n kullan\u0131lmas\u0131 Kuruldan uygun g\u00f6r\u00fc\u015f al\u0131nmas\u0131n\u0131 gerektirir. Kurul, farkl\u0131 bir genel kabul g\u00f6rm\u00fc\u015f muhasebe standard\u0131n\u0131n uygulanmas\u0131n\u0131 kabul etmesi durumunda dahi, borsada i\u015flem g\u00f6ren ortakl\u0131klar\u0131n uygulad\u0131\u011f\u0131 muhasebe standartlar\u0131 ile farkl\u0131l\u0131klar\u0131n a\u00e7\u0131klanmas\u0131n\u0131 talep edebilir.<\/span><\/p>\n

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(2) Yabanc\u0131 ortakl\u0131klar\u0131n T\u00fcrkiye\u2019de ilan edecekleri finansal tablolarda sunum para biriminin T\u00fcrk Liras\u0131 olmas\u0131 zorunludur.<\/span><\/p>\n

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(3) Yabanc\u0131 ortakl\u0131klar, benzer nitelikteki ve\/veya sermaye piyasas\u0131 ara\u00e7lar\u0131 borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren ortakl\u0131klar\u0131n tabi oldu\u011fu finansal tablo ve dipnot formatlar\u0131na ili\u015fkin d\u00fczenlemelere uymak zorunda de\u011fildir.<\/span><\/p>\n

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(4) \u0130hra\u00e7 edilen depo sertifikas\u0131n\u0131n\u00a0nominal\u00a0de\u011ferinin 100.000 T\u00fcrk Liras\u0131 ve \u00fczerinde oldu\u011fu ve Uluslararas\u0131 Muhasebe\/Finansal Raporlama Standartlar\u0131n\u0131n kullan\u0131lmad\u0131\u011f\u0131 durumlarda; ihra\u00e7,\u00a0izahnamede\u00a0bu uygulama farkl\u0131l\u0131\u011f\u0131 ile finansal raporlarda \u00f6nemli farkl\u0131l\u0131klar yaratabilece\u011fi hususunun ve depo sertifikas\u0131 ihra\u00e7\u00e7\u0131s\u0131 taraf\u0131ndan kullan\u0131lan muhasebe\/finansal raporlama standard\u0131 ile Uluslararas\u0131 Muhasebe\/Finansal Raporlama Standartlar\u0131 aras\u0131ndaki muhasebe politikas\u0131 farkl\u0131l\u0131klar\u0131n\u0131n a\u00e7\u0131klanmas\u0131 suretiyle ger\u00e7ekle\u015ftirilebilir.<\/span><\/p>\n

 <\/p>\n

(5) Yabanc\u0131 ortakl\u0131klar\u0131n finansal raporlar\u0131n\u0131n kamuya a\u00e7\u0131klanmas\u0131nda a\u015fa\u011f\u0131daki esaslara uyulur:<\/span><\/p>\n

 <\/p>\n

a) Yabanc\u0131 ortakl\u0131k finansal raporlar\u0131n\u0131n kamuya a\u00e7\u0131klanmas\u0131nda Kurulca benzer nitelikteki ve\/veya sermaye piyasas\u0131 ara\u00e7lar\u0131 borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren ortakl\u0131klar\u0131n finansal raporlar\u0131n\u0131n Kurul\u2019a veya\u00a0KAP\u2019ag\u00f6nderilme tarihlerine uyulmas\u0131 esast\u0131r.<\/span><\/p>\n

 <\/p>\n

b) Finansal raporlar\u0131n ilan\u0131 esnas\u0131nda ve bu konuya ili\u015fkin yap\u0131lacak \u00f6zel durum a\u00e7\u0131klamalar\u0131nda finansal raporlar\u0131n orijinal dilde ve farkl\u0131 sunum para birimi ile haz\u0131rlanan n\u00fcshalar\u0131n\u0131n ilan edildi\u011fi \u0130nternet sitesi hakk\u0131nda bilgiye yer verilmesi zorunludur.\u00a0\u0130zahnamede\u00a0de finansal raporlar\u0131n orijinal dilde ve farkl\u0131 sunum para birimi ile haz\u0131rlanan n\u00fcshalar\u0131n\u0131n nerede yay\u0131mland\u0131\u011f\u0131 ve varsa ilan s\u00fcresindeki farkl\u0131l\u0131klar hakk\u0131nda bilgi verilir.<\/span><\/p>\n

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c) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n i\u015flem g\u00f6rd\u00fc\u011f\u00fc\/ihra\u00e7 edildi\u011fi di\u011fer \u00fclkelerdeki finansal raporlar\u0131n kamuya a\u00e7\u0131klanmas\u0131nda ge\u00e7erli olan azami s\u00fcrelerin, Kurulca belirlenen s\u00fcrelerden daha k\u0131sa olmas\u0131 halinde; sunum para birimi T\u00fcrk Liras\u0131 olan finansal tablolar (dipnotlar hari\u00e7), sorumluluk beyan\u0131 ve ba\u011f\u0131ms\u0131z denetim raporu g\u00f6r\u00fc\u015f sayfas\u0131n\u0131n T\u00fcrk\u00e7e terc\u00fcmesinin, s\u00f6z konusu \u00fclkeler ile e\u015fzamanl\u0131 olarak, sunum para birimi T\u00fcrk Liras\u0131 olan finansal raporlar ve ba\u011f\u0131ms\u0131z denetim raporunun tamam\u0131n\u0131n T\u00fcrk\u00e7e terc\u00fcmesinin ise benzer nitelikteki ve\/veya sermaye piyasas\u0131 ara\u00e7lar\u0131 borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren ortakl\u0131klar i\u00e7in Kurul d\u00fczenlemelerinde belirlenen s\u00fcre i\u00e7erisinde kamuya a\u00e7\u0131klanmas\u0131 gerekir.<\/span><\/p>\n

 <\/p>\n

\u00e7) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n i\u015flem g\u00f6rd\u00fc\u011f\u00fc\/ihra\u00e7 edildi\u011fi di\u011fer \u00fclkelerde finansal raporlar\u0131n kamuya a\u00e7\u0131klanmas\u0131nda ge\u00e7erli olan azami s\u00fcrelerin Kurulca belirlenen s\u00fcrelerden daha uzun olmas\u0131 durumunda;<\/span><\/p>\n

 <\/p>\n

1) Benzer nitelikteki ve\/veya sermaye piyasas\u0131 ara\u00e7lar\u0131 borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren ortakl\u0131klar\u0131n finansal raporlar\u0131n\u0131n kamuya a\u00e7\u0131klanma s\u00fcresi i\u00e7erisinde bir \u00f6zel durum a\u00e7\u0131klamas\u0131 yaparak sunum para birimi T\u00fcrk Liras\u0131 olan finansal raporlar\u0131n ve ba\u011f\u0131ms\u0131z denetim raporunun T\u00fcrk\u00e7e terc\u00fcmesinin, hangi tarihte kamuya a\u00e7\u0131klanaca\u011f\u0131na ili\u015fkin bilgi verilmesi,<\/span><\/p>\n

 <\/p>\n

2) Sunum para birimi T\u00fcrk Liras\u0131 olan finansal tablolar (dipnotlar hari\u00e7), sorumluluk beyan\u0131 ve ba\u011f\u0131ms\u0131z denetim raporu g\u00f6r\u00fc\u015f sayfas\u0131n\u0131n T\u00fcrk\u00e7e terc\u00fcmesinin, s\u00f6z konusu \u00fclkeler ile e\u015fzamanl\u0131 olarak, sunum para birimi T\u00fcrk Liras\u0131 olan finansal raporlar\u0131n ve ba\u011f\u0131ms\u0131z denetim raporunun tamam\u0131n\u0131n T\u00fcrk\u00e7e terc\u00fcmesinin, bu tarihten itibaren en ge\u00e7 10 i\u015f g\u00fcn\u00fc i\u00e7inde kamuya a\u00e7\u0131klanmas\u0131,<\/span><\/p>\n

 <\/p>\n

zorunludur.<\/span><\/p>\n

 <\/p>\n

(6) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n i\u015flem g\u00f6rd\u00fc\u011f\u00fc\/ihra\u00e7 edildi\u011fi \u00fclkedeki finansal raporlar\u0131n ek bilgiler i\u00e7ermesi durumunda, T\u00fcrk\u00e7e yap\u0131lacak a\u00e7\u0131klamalarda bu detaylara da yer verilir.<\/span><\/p>\n

 <\/p>\n

Ba\u011f\u0131ms\u0131z denetim<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 15 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 ortakl\u0131klar finansal tablolar\u0131n\u0131n ba\u011f\u0131ms\u0131z denetim y\u00fck\u00fcml\u00fcl\u00fc\u011f\u00fc bak\u0131m\u0131ndan benzer nitelikteki ve\/veya sermaye piyasas\u0131 ara\u00e7lar\u0131 borsan\u0131n ayn\u0131 pazar\u0131nda\/platformunda i\u015flem g\u00f6ren ortakl\u0131klar\u0131n uydu\u011fu esaslara tabidir. Finansal tablolar\u0131n ba\u011f\u0131ms\u0131z denetiminin Kurulca belirlenen esaslar veya Uluslararas\u0131 Muhasebeciler Federasyonu (IFAC) taraf\u0131ndan yay\u0131mlanan Uluslararas\u0131 Denetim Standartlar\u0131na uygun olarak yap\u0131lmas\u0131 gerekmektedir. Bu durum ba\u011f\u0131ms\u0131z denetim g\u00f6r\u00fc\u015f\u00fcnde a\u00e7\u0131k\u00e7a belirtilir.<\/span><\/p>\n

 <\/p>\n

(2) \u0130hra\u00e7 edilen depo sertifikas\u0131n\u0131n\u00a0nominal\u00a0de\u011ferinin 100.000 T\u00fcrk Liras\u0131 ve \u00fczerinde oldu\u011fu ve Uluslararas\u0131 Denetim Standartlar\u0131n\u0131n kullan\u0131lmad\u0131\u011f\u0131 durumlarda; ihra\u00e7,\u00a0izahnamede\u00a0depo sertifikas\u0131 ihra\u00e7\u00e7\u0131s\u0131 taraf\u0131ndan kullan\u0131lan denetim standard\u0131n\u0131n ve Uluslararas\u0131 Denetim Standartlar\u0131ndan \u00f6nemli ayr\u0131\u015fmalar\u0131n a\u00e7\u0131klanmas\u0131 suretiyle ger\u00e7ekle\u015ftirilebilir.<\/span><\/p>\n

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(3) Ba\u011f\u0131ms\u0131z denetim, Kurulun yetkili kurulu\u015flar listesinde bulunan ba\u011f\u0131ms\u0131z denetim kurulu\u015flar\u0131 veya bu kurulu\u015flar\u0131n \u00fcyesi veya i\u015ftiraki oldu\u011fu uluslararas\u0131 ba\u011f\u0131ms\u0131z denetim kurulu\u015flar\u0131 taraf\u0131ndan yap\u0131l\u0131r. Kurul yabanc\u0131 ba\u011f\u0131ms\u0131z denetim kurulu\u015flar\u0131n\u0131n kalite kontrol, eleman al\u0131m\u0131, e\u011fitim gibi ko\u015fullar\u0131n\u0131n Kurul listesinde bulunan kurulu\u015flar ile uyumunu i\u00e7eren bir beyan\u0131n onay ba\u015fvurusu ile Kurul\u2019a iletilmesini talep edebilir.<\/span><\/p>\n

 <\/p>\n

Di\u011fer sermaye piyasas\u0131 mevzuat\u0131 d\u00fczenlemelerine uyum<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 16 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131na ba\u011fl\u0131 mali ve y\u00f6netimsel haklar ile bunlar\u0131n kullan\u0131m\u0131 yabanc\u0131 ortakl\u0131\u011f\u0131n kuruldu\u011fu \u00fclke mevzuat\u0131na tabidir. Bu haklara dair \u00fclke d\u00fczenlemeleri ile bu haklar\u0131n MKK d\u00fczenlemeleri \u00e7er\u00e7evesinde ne \u015fekilde kullan\u0131laca\u011f\u0131na ili\u015fkin bilgiye\u00a0izahnamede\u00a0yer verilir.<\/span><\/p>\n

 <\/p>\n

(2) Depo sertifikalar\u0131nda yabanc\u0131 paylara ili\u015fkin oy hakk\u0131, depo sertifikas\u0131 sahiplerince talimat verilmedik\u00e7e depocu kurulu\u015f taraf\u0131ndan vekil s\u0131fat\u0131yla resen kullan\u0131lamaz.<\/span><\/p>\n

 <\/p>\n

(3) Yabanc\u0131 ortakl\u0131klar, Kurulun k\u00e2r da\u011f\u0131t\u0131m\u0131 ve kurumsal y\u00f6netime ili\u015fkin d\u00fczenlemelerinden Kurulun gerekli g\u00f6rd\u00fc\u011f\u00fc haller d\u0131\u015f\u0131nda muaft\u0131r. Ayr\u0131ca, zorunlu pay al\u0131m teklifi d\u00fczenlemelerine ili\u015fkin olarak zorunlu pay al\u0131m teklifi do\u011furan ko\u015fullar a\u00e7\u0131s\u0131ndan yat\u0131r\u0131mc\u0131 lehine olan \u00fclke mevzuat\u0131 uygulanacakt\u0131r.<\/span><\/p>\n

ALTINCI B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131 ve Depo Sertifikalar\u0131na \u0130li\u015fkin<\/b><\/span><\/p>\n

Y\u00fck\u00fcml\u00fcl\u00fckler ve Genel Sorumluluk Esaslar\u0131<\/b><\/span><\/p>\n

Temsilcinin y\u00fck\u00fcml\u00fcl\u00fckleri<\/span><\/strong><\/p>\n

MADDE 17 \u2013<\/span><\/strong>\u00a0(1) Temsilciler,<\/span><\/p>\n

a) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131na ili\u015fkin mali ve y\u00f6netimsel haklar\u0131n ilgili \u00fclke mevzuat\u0131 ve yabanc\u0131 ortakl\u0131kla imzalanan s\u00f6zle\u015fme h\u00fck\u00fcmleri \u00e7er\u00e7evesinde 16\u00a0nc\u0131\u00a0maddeye uygun olarak kulland\u0131r\u0131lmas\u0131,<\/span><\/p>\n

 <\/p>\n

b) Her ay sonu itibar\u0131yla saklama kurulu\u015funda mevcut olan yabanc\u0131 sermaye piyasas\u0131 arac\u0131 ve depo sertifikas\u0131 miktar\u0131 ile o ay i\u00e7inde depo sertifikas\u0131 al\u0131\u015f ve sat\u0131\u015f miktar\u0131 ile yabanc\u0131 sermaye piyasas\u0131 arac\u0131 ile de\u011fi\u015ftirilen depo sertifikas\u0131 miktar\u0131n\u0131 g\u00f6sterir Ek\/2\u2019deki a\u00e7\u0131klamalar\u0131 i\u00e7eren bildirim formunun, ay sonunu izleyen bir hafta i\u00e7inde\u00a0KAP\u2019a\u00a0g\u00f6nderilmesi,<\/span><\/p>\n

 <\/p>\n

c) Yabanc\u0131 ortakl\u0131k taraf\u0131ndan \u00f6demeye ili\u015fkin yap\u0131lan \u00f6zel durum a\u00e7\u0131klamas\u0131n\u0131 takip eden i\u015f g\u00fcn\u00fc i\u00e7inde, depo sertifikalar\u0131na ili\u015fkin \u00f6demelerin miktar\u0131, ne \u015fekilde yap\u0131laca\u011f\u0131 ve \u00f6deme tarihlerine ili\u015fkin a\u00e7\u0131klaman\u0131n\u00a0KAP\u2019ag\u00f6nderilmesi,<\/span><\/p>\n

 <\/p>\n

\u00e7) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ile ilgili T\u00fcrkiye\u2019deki \u00f6demelerin yap\u0131lmas\u0131,<\/span><\/p>\n

 <\/p>\n

d) Yabanc\u0131 ortakl\u0131k taraf\u0131ndan kendisine iletilen kamunun ayd\u0131nlat\u0131lmas\u0131na ili\u015fkin t\u00fcm bilgilerin ilgili Kurul d\u00fczenlemelerinde \u00f6ng\u00f6r\u00fclen usul ve esaslar \u00e7er\u00e7evesince kamuya duyurulmas\u0131,<\/span><\/p>\n

 <\/p>\n

ile\u00a0y\u00fck\u00fcml\u00fcd\u00fcr.<\/span><\/p>\n

 <\/p>\n

(2) Temsilciler yabanc\u0131 ortakl\u0131\u011f\u0131n yurt d\u0131\u015f\u0131ndaki borsalarda i\u015flem g\u00f6ren, T\u00fcrkiye\u2019de halka arz edilenlerle ayn\u0131 nitelikteki sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n borsa kapan\u0131\u015f fiyatlar\u0131n\u0131n g\u00fcnl\u00fck olarak kendi \u0130nternet sayfas\u0131nda duyurulmas\u0131 ile y\u00fck\u00fcml\u00fcd\u00fcr.<\/span><\/p>\n

 <\/p>\n

(3) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n halka arz\u0131nda\u00a0izahnamenin\u00a0Kurul d\u00fczenlemeleri \u00e7er\u00e7evesinde izahnameyi\u00a0imzalama y\u00fck\u00fcml\u00fcl\u00fc\u011f\u00fc getirilen ki\u015filer yan\u0131nda temsilci taraf\u0131ndan da imzalanmas\u0131 zorunludur. Depo sertifikas\u0131 ihrac\u0131 suretiyle yap\u0131lan halka arzlarda\u00a0izahname\u00a0imzalama y\u00fck\u00fcml\u00fcl\u00fc\u011f\u00fc ihra\u00e7\u00e7\u0131 yerine depocu kurulu\u015f taraf\u0131ndan yerine getirilir.<\/span><\/p>\n

 <\/p>\n

(4) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n depo sertifikas\u0131 vas\u0131tas\u0131yla halka arz\u0131nda depocu kurulu\u015f ile temsilcinin farkl\u0131 kurulu\u015flar olmas\u0131 durumunda birinci f\u0131krada belirtilen y\u00fck\u00fcml\u00fcl\u00fcklerin yerine getirilmemesinden depocu kurulu\u015f ve temsilci\u00a0m\u00fcteselsilen\u00a0sorumludur.<\/span><\/p>\n

 <\/p>\n

Sorumluluk esaslar\u0131<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 18 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n halka arz\u0131nda ihra\u00e7\u00e7\u0131 Kanunun 10 ve 32\u00a0nci\u00a0maddeleri kapsam\u0131nda\u00a0izahnameden\u00a0ve di\u011fer kamuyu ayd\u0131nlatma belgelerinden sorumludur. Temsilci\u00a0izahnameden, Kanunun 10 uncu maddesinde belirtilen lider arac\u0131 kurum gibi sorumludur.<\/span><\/p>\n

 <\/p>\n

(2) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n depo sertifikas\u0131 ihrac\u0131 suretiyle halka arz\u0131 durumunda ihra\u00e7\u00e7\u0131 sorumlulu\u011funun, depocu kurulu\u015f taraf\u0131ndan da ta\u015f\u0131nd\u0131\u011f\u0131 kabul edilir.<\/span><\/p>\n

YED\u0130NC\u0130 B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Ortakl\u0131k Paylar\u0131n\u0131n Borsada \u0130\u015flem G\u00f6ren Niteli\u011fe D\u00f6n\u00fc\u015ft\u00fcr\u00fclmesi<\/b><\/span><\/p>\n

ve\u00a0Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131 ve Depo Sertifikalar\u0131na<\/b><\/span><\/p>\n

\u0130li\u015fkin Kurul \u00dccreti<\/b><\/span><\/p>\n

Yabanc\u0131 ortakl\u0131k paylar\u0131n\u0131n borsada i\u015flem g\u00f6ren niteli\u011fe d\u00f6n\u00fc\u015ft\u00fcr\u00fclmesi<\/span><\/strong><\/p>\n

MADDE 19 \u2013<\/span><\/strong>\u00a0(1) Borsada i\u015flem g\u00f6rmeyen nitelikteki paylar\u0131n borsada i\u015flem g\u00f6ren niteli\u011fe d\u00f6n\u00fc\u015ft\u00fcr\u00fclmesine ili\u015fkin Kurul d\u00fczenlemeleri, paylar\u0131 Borsa\u2019da i\u015flem g\u00f6ren yabanc\u0131 ortakl\u0131klar hakk\u0131nda uygulanmaz.<\/span><\/p>\n

 <\/p>\n

Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ve depo sertifikalar\u0131na ili\u015fkin Kurul \u00fccreti<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 20 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131na\/depo sertifikalar\u0131na ili\u015fkin Kurul \u00fccretinin, sermaye piyasas\u0131 arac\u0131n\u0131n niteli\u011fine g\u00f6re ilgili Kurul d\u00fczenlemesinde belirlenen esaslar \u00e7er\u00e7evesinde \u00f6denmesi esast\u0131r. Depo sertifikalar\u0131n\u0131n paylar\u0131 temsilen ihrac\u0131 durumunda sadece sat\u0131\u015f\u0131 yap\u0131lacak depo sertifikalar\u0131 \u00fczerinden \u00fccret al\u0131n\u0131r.<\/span><\/p>\n

 <\/p>\n

(2) Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131 ve depo sertifikalar\u0131na ili\u015fkin Kurul \u00fccretinin hesaplanmas\u0131 a\u015fa\u011f\u0131daki \u015fekilde yap\u0131l\u0131r.<\/span><\/p>\n

 <\/p>\n

a) Yurt d\u0131\u015f\u0131nda da i\u015flem g\u00f6ren yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n\/depo sertifikalar\u0131n\u0131n sat\u0131\u015fa sunulmas\u0131ndan \u00fc\u00e7 ay sonra;<\/span><\/p>\n

 <\/p>\n

1) Bu s\u00fcre boyunca her bir i\u015flem g\u00fcn\u00fcnde g\u00fcn sonu bakiyelerin dikkate al\u0131nmas\u0131 suretiyle hesaplanan tedav\u00fclde bulunan yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikas\u0131 miktar\u0131n\u0131n en y\u00fcksek oldu\u011fu g\u00fcn “azami tedav\u00fcl g\u00fcn\u00fc\u201d,<\/span><\/p>\n

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2) Bu s\u00fcre boyunca her bir i\u015flem g\u00fcn\u00fcnde yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikas\u0131n\u0131n birinci ve ikinci seans a\u011f\u0131rl\u0131kl\u0131 ortalama fiyatlar\u0131n\u0131n ortalamas\u0131 “sat\u0131\u015f fiyat\u0131”,<\/span><\/p>\n

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3) Sat\u0131\u015f fiyat\u0131ndan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n\/depo sertifikalar\u0131n\u0131n itibari de\u011ferinin \u00e7\u0131kar\u0131lmas\u0131 suretiyle bulunan tutar ise “d\u00fczeltilmi\u015f sat\u0131\u015f fiyat\u0131”<\/span><\/p>\n

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olarak\u00a0kabul edilir. Fiyat\u0131n olu\u015fmad\u0131\u011f\u0131 i\u015flem g\u00fcnleri, sat\u0131\u015f fiyat\u0131n\u0131n belirlenmesinde hesaba kat\u0131lmaz.<\/span><\/p>\n

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b) \u201cAzami tedav\u00fcl g\u00fcn\u00fc\u201dndeki yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikas\u0131 say\u0131s\u0131n\u0131n, daha \u00f6nce ihra\u00e7 de\u011feri \u00fczerinden Kurul \u00fccreti \u00f6denmi\u015f olandan fazla olmas\u0131 durumunda, aradaki fark ile d\u00fczeltilmi\u015f sat\u0131\u015f fiyat\u0131n\u0131n \u00e7arp\u0131lmas\u0131 suretiyle bulunan tutar \u00fczerinden Kanunun 130 uncu maddesine g\u00f6re belirlenen \u00fccret, yabanc\u0131 ortakl\u0131k\/depocu kurulu\u015f taraf\u0131ndan \u00fc\u00e7 ayl\u0131k d\u00f6nemi izleyen 6 i\u015f g\u00fcn\u00fc i\u00e7erisinde Kurulca ilan edilen hesaba yat\u0131r\u0131l\u0131r.\u00a0\u0130lgili\u00a0dekontlar\u0131n\u00a0ve hesaplama tablosunun bir \u00f6rne\u011fi ayn\u0131 g\u00fcn Kurula iletilir.<\/span><\/p>\n

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(3) \u0130kinci f\u0131krada yer alan i\u015flemlerin yap\u0131lmas\u0131n\u0131 m\u00fcteakip \u00fc\u00e7er ayl\u0131k d\u00f6nemler itibar\u0131yla; her d\u00f6nem hesaplanan \u201cazami tedav\u00fcl g\u00fcn\u00fc\u201dndeki yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikas\u0131 say\u0131s\u0131n\u0131n, daha \u00f6nce Kurul \u00fccreti \u00f6denmi\u015f yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikas\u0131 say\u0131s\u0131ndan fazla olmas\u0131 halinde aradaki fark ilgili d\u00f6nem i\u00e7in ge\u00e7erli d\u00fczeltilmi\u015f sat\u0131\u015f fiyat\u0131 ile \u00e7arp\u0131l\u0131r, bulunan tutar \u00fczerinden Kanunun 130 uncu maddesine g\u00f6re belirlenen \u00fccret, yabanc\u0131 ortakl\u0131k\/depocu kurulu\u015f taraf\u0131ndan \u00fc\u00e7 ayl\u0131k d\u00f6nemi izleyen 6 i\u015f g\u00fcn\u00fc i\u00e7erisinde Kurulca ilan edilen hesaba yat\u0131r\u0131l\u0131r.\u00a0\u0130lgilidekontlar\u0131n\u00a0ve hesaplama tablosunun bir \u00f6rne\u011fi ayn\u0131 g\u00fcn Kurul\u2019a iletilir.<\/span><\/p>\n

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(4) Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n vade sonunun \u00fc\u00e7 ayl\u0131k d\u00f6nemlere denk gelmemesi halinde, \u00fc\u00e7\u00fcnc\u00fc f\u0131krada ifade edilen i\u015flemler vade bitiminde yap\u0131l\u0131r.<\/span><\/p>\n

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(5) Sat\u0131\u015f fiyat\u0131n\u0131n ve azami tedav\u00fcl g\u00fcn\u00fcn\u00fcn belirlenmesinde, borsa ve MKK kay\u0131tlar\u0131 esas al\u0131n\u0131r. Kurul \u00fccretinin hesaplanmas\u0131 ve yat\u0131r\u0131lmas\u0131 yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun sorumlulu\u011fundad\u0131r.<\/span><\/p>\n

SEK\u0130Z\u0130NC\u0130 B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Yabanc\u0131 Yat\u0131r\u0131m Fonuna \u0130li\u015fkin H\u00fck\u00fcmler<\/b><\/span><\/p>\n

Paylar\u0131 sat\u0131lacak fonlara ve paylar\u0131na ili\u015fkin \u00f6n \u015fartlar<\/span><\/strong><\/p>\n

MADDE 21 \u2013<\/span><\/strong>\u00a0(1) Paylar\u0131 T\u00fcrkiye’de sat\u0131lacak fonlar\u0131n a\u015fa\u011f\u0131da yer alan \u015fartlar\u0131 ta\u015f\u0131malar\u0131 zorunludur.<\/span><\/p>\n

a) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n al\u0131m sat\u0131m\u0131n\u0131n, T\u00fcrk Liras\u0131 veya\u00a0TCMB\u2019ce\u00a0g\u00fcnl\u00fck al\u0131m sat\u0131m kurlar\u0131 ilan edilen yabanc\u0131 paralar \u00fczerinden yap\u0131l\u0131yor olmas\u0131,<\/span><\/p>\n

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b) \u0130hra\u00e7\u00e7\u0131n\u0131n \u00fclkesinde s\u00f6z konusu paylar\u0131n sat\u0131\u015f\u0131na ili\u015fkin ilgili otoriteden izin al\u0131nm\u0131\u015f olmas\u0131,<\/span><\/p>\n

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c) Paylar\u0131n yurtd\u0131\u015f\u0131nda sat\u0131lmaya ba\u015fland\u0131\u011f\u0131 tarihten itibaren en az \u00fc\u00e7 y\u0131l ge\u00e7mi\u015f olmas\u0131 ve sat\u0131\u015f\u0131 yap\u0131lacak paylar\u0131n ba\u015fvuru tarihi itibar\u0131yla cari de\u011ferinin asgari 2.000.000 Avro veya muadili parasal de\u011fer olmas\u0131,<\/span><\/p>\n

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\u00e7) \u0130hra\u00e7\u00e7\u0131n\u0131n \u00fclkesinde, s\u00f6z konusu paylar\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na ve sa\u011flad\u0131\u011f\u0131 mali haklar ile ilgili i\u015flem ve \u00f6demelerin T\u00fcrkiye\u2019de yap\u0131lmas\u0131na ili\u015fkin herhangi bir k\u0131s\u0131tlama olmamas\u0131,<\/span><\/p>\n

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d) Fonun net varl\u0131k de\u011ferinin en az 10.000.000 Avro veya muadili parasal de\u011fer olmas\u0131,<\/span><\/p>\n

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e) Fonun net varl\u0131k de\u011ferinin en az %80\u2019inin T\u00fcrkiye’de yerle\u015fik ihra\u00e7\u00e7\u0131lar\u0131n para ve sermaye piyasas\u0131 ara\u00e7lar\u0131 ve i\u015flemleri ile T\u00fcrk kamu bor\u00e7lanma ara\u00e7lar\u0131n\u0131n d\u0131\u015f\u0131ndaki varl\u0131klara yat\u0131r\u0131lmas\u0131,<\/span><\/p>\n

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f) \u0130hra\u00e7\u00e7\u0131 d\u0131\u015f\u0131ndaki bir kurulu\u015ftan\u00a0portf\u00f6y\u00a0y\u00f6netimi hizmeti al\u0131n\u0131yorsa, bu kurulu\u015fun kurulu oldu\u011fu \u00fclkede portf\u00f6y y\u00f6netimi yetki belgesine sahip olmas\u0131,<\/span><\/p>\n

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g) Kamu kurumlar\u0131nca ihra\u00e7 edilen para ve sermaye piyasas\u0131 ara\u00e7lar\u0131 i\u00e7in en fazla %35 olarak uygulanmak \u00fczere, fon net varl\u0131k de\u011ferinin %10\u2019undan fazlas\u0131n\u0131n ayn\u0131 kurum veya ortakl\u0131\u011f\u0131n para ve sermaye piyasas\u0131 ara\u00e7lar\u0131na ve i\u015flemlerine yat\u0131r\u0131lmam\u0131\u015f olmas\u0131,<\/span><\/p>\n

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\u011f) Fonun tek ba\u015f\u0131na herhangi bir ortakl\u0131kta sermayenin ya da t\u00fcm oy haklar\u0131n\u0131n %10\u2019undan fazlas\u0131na sahip olmamas\u0131,<\/span><\/p>\n

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h) Fonun bor\u00e7lanmas\u0131 ve varl\u0131klar\u0131n\u0131n \u00f6d\u00fcn\u00e7 verilmesine ili\u015fkin ilgili \u00fclke d\u00fczenlemelerinin\u00a0T\u00fcrkiye\u2019de kuruluyat\u0131r\u0131m fonlar\u0131n\u0131n tabi oldu\u011fu mevzuata uygun olmas\u0131,<\/span><\/p>\n

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\u0131) Fonun y\u0131lda en az bir kez, uluslararas\u0131 muhasebe standartlar\u0131 \u00e7er\u00e7evesinde haz\u0131rlanm\u0131\u015f finansal tablolar\u0131n\u0131n ba\u011f\u0131ms\u0131z denetimden ge\u00e7irilmesi,<\/span><\/p>\n

 <\/p>\n

i) Fonun yetkili organ\u0131 taraf\u0131ndan Kurula hitaben haz\u0131rlanm\u0131\u015f, 31 inci maddede say\u0131lan kamuyu ayd\u0131nlatmaya ili\u015fkin bilgi ve belgeler\u00a0dahil\u00a0olmak \u00fczere Kurulca istenecek her t\u00fcrl\u00fc bilgi ve belgenin verilmesine ve masraflar\u0131 fon ve\/veya temsilci taraf\u0131ndan kar\u015f\u0131lanmak \u00fczere fonun, Kurulun g\u00f6revlendirece\u011fi ki\u015fi veya kurulu\u015flar taraf\u0131ndan denetlenmesine imkan tan\u0131yan taahh\u00fctnamenin verilmesi.<\/span><\/p>\n

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(2) Paylar\u0131n T\u00fcrkiye\u2019de halka arz edilerek sat\u0131labilmesi i\u00e7in, kurulu oldu\u011fu \u00fclkede halka arz edilmi\u015f olmas\u0131 gereklidir.<\/span><\/p>\n

 <\/p>\n

(3) Kurul, yat\u0131r\u0131mc\u0131lar\u0131n korunmas\u0131 ya da benzer bir gerek\u00e7eyi g\u00f6zeterek yukar\u0131da say\u0131lanlar d\u0131\u015f\u0131nda \u015fartlar getirebilir.<\/span><\/p>\n

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(4) Paylar\u0131 T\u00fcrkiye’de sat\u0131lacak fonlar\u0131n, bu Tebli\u011fde yer alan ko\u015fullar\u0131n herhangi birini kaybetmeleri halinde sat\u0131\u015f Kurul taraf\u0131ndan gerek\u00e7e g\u00f6sterilerek ge\u00e7ici veya s\u00fcrekli olarak durdurulabilir. Kurul taraf\u0131ndan yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131n\u0131n s\u00fcrekli olarak durdurulmas\u0131n\u0131n istenmesi halinde, temsilci taraf\u0131ndan\u00a0izahnamenin\u00a0nerede yay\u0131mland\u0131\u011f\u0131 hususunun ticaret sicilinden terkin ettirilmesi i\u00e7in Kurula ba\u015fvurulmas\u0131 zorunludur.<\/span><\/p>\n

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Fon temsilcisi ve temsilcilik s\u00f6zle\u015fmesi<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 22 \u2013<\/span><\/strong>\u00a0(1) Fonun T\u00fcrkiye’de bir temsilcisinin olmas\u0131 ve fon ile bu temsilci aras\u0131nda asgari olarak Ek\/3\u2019te yer alan hususlar\u0131 i\u00e7eren yaz\u0131l\u0131 bir s\u00f6zle\u015fmenin imzalanmas\u0131 \u015fartt\u0131r. S\u00f6zle\u015fmenin sona ermesi halinde, bu s\u00f6zle\u015fmeden ve bu Tebli\u011fden do\u011fan t\u00fcm y\u00fck\u00fcml\u00fcl\u00fckler yeni bir s\u00f6zle\u015fme imzalanmas\u0131 ve bu s\u00f6zle\u015fmenin Kurulca uygun g\u00f6r\u00fclmesine kadar devam eder.<\/span><\/p>\n

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(2) Temsilcilerin kendi \u00f6zel mevzuatlar\u0131 ve sermaye piyasas\u0131 mevzuat\u0131 \u00e7er\u00e7evesinde faaliyetlerinin tamamen veya belirli faaliyet alanlar\u0131 itibar\u0131yla s\u00fcrekli veya son bir y\u0131l i\u00e7inde bir ay veya daha fazla s\u00fcreyle ge\u00e7ici olarak durdurulmas\u0131 karar\u0131 verilmemi\u015f olmas\u0131 gerekmektedir.<\/span><\/p>\n

Fon temsilcisinin sorumluluklar\u0131<\/span><\/strong><\/p>\n

MADDE 23 \u2013<\/span><\/strong>\u00a0(1) Temsilci;<\/span><\/p>\n

a) Fonun T\u00fcrkiye\u2019deki pay sahiplerinin T\u00fcrkiye d\u0131\u015f\u0131ndaki pay sahipleri ile e\u015fit haklara sahip olmas\u0131ndan ve s\u00f6z konusu paylarla ilgili \u00f6demelerin T\u00fcrkiye\u2019de yap\u0131lmas\u0131ndan,<\/span><\/p>\n

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b) Kamuya a\u00e7\u0131klanacak bilgilerin s\u00fcresi i\u00e7inde a\u00e7\u0131klanmas\u0131ndan ve Kurula yap\u0131lacak bildirimlerin zaman\u0131nda yap\u0131lmas\u0131ndan, ba\u015fvurulara eklenecek t\u00fcm belgeler ile\u00a0izahname, yat\u0131r\u0131mc\u0131 bilgi formu ve halka a\u00e7\u0131klanan di\u011fer bilgilerin do\u011frulu\u011fundan,<\/span><\/p>\n

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c) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n fon taraf\u0131ndan belirlenen esaslara g\u00f6re al\u0131m sat\u0131m\u0131ndan,<\/span><\/p>\n

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\u00e7) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n geri d\u00f6n\u00fc\u015flerinde, fonun herhangi bir sebeple \u00f6deme yapamamas\u0131 durumunda, paylar\u0131n geri al\u0131nmas\u0131 i\u00e7in belirlenen s\u00fcreyi takip eden en ge\u00e7 iki i\u015f g\u00fcn\u00fc i\u00e7inde, bedellerinin tam ve nakden \u00f6denerek yat\u0131r\u0131mc\u0131dan geri al\u0131nmas\u0131ndan,<\/span><\/p>\n

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d) T\u00fcrkiye\u2019de sat\u0131\u015f\u0131 yap\u0131lan paylara, sat\u0131\u015f yap\u0131lan ki\u015filerin kimlik bilgilerine ve al\u0131m sat\u0131m yap\u0131lan paylar\u0131n miktar ve i\u015flem tarihlerine ili\u015fkin kay\u0131tlar\u0131n do\u011fru tutulmas\u0131ndan, ihra\u00e7\u00e7\u0131ya iletilecek kay\u0131tlar\u0131n ve bilgilerin do\u011fru aktar\u0131lmas\u0131ndan ve T\u00fcrkiye ile yurtd\u0131\u015f\u0131ndaki kay\u0131tlar\u0131n birbirleri ile uyumlu olarak tutulmas\u0131n\u0131n takibinden,<\/span><\/p>\n

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sorumludur.<\/span><\/p>\n

 <\/p>\n

Fon saklama kurulu\u015fu<\/span><\/strong><\/p>\n

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MADDE 24 \u2013<\/span><\/strong>\u00a0(1) Fon varl\u0131klar\u0131n\u0131n, bu Tebli\u011fde tan\u0131mlanan en az bir fon saklama kurulu\u015fu nezdinde saklanmas\u0131 zorunludur.<\/span><\/p>\n

Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin Kurula yap\u0131lacak ba\u015fvuru<\/span><\/strong><\/p>\n

MADDE 25 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n halka arz edilerek veya halka arz edilmeksizin sat\u0131\u015f\u0131 i\u00e7in temsilci taraf\u0131ndan, yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na ili\u015fkin fon\u00a0izahnamesinin\u00a0onaylanmas\u0131 talebiyle,izahname, yat\u0131r\u0131mc\u0131 bilgi formu ve Kurulca esaslar\u0131 belirlenen ba\u015fvuru formu ile Kurulca istenen di\u011fer bilgi ve belgelerle birlikte eksiksiz olarak Kurula ba\u015fvurulmas\u0131 zorunludur.\u00a0Kurul gerek g\u00f6rd\u00fc\u011f\u00fc takdirde, fonun kurulu oldu\u011fu \u00fclkedeki yetkili otoriteden fon ve fon yetkilileri hakk\u0131nda g\u00f6r\u00fc\u015f isteyebilir.<\/span><\/p>\n

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(2) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin\u00a0izahnamenin\u00a0onaylanmas\u0131 ba\u015fvurusu i\u00e7in gerekli bilgi ve belgeler Kurul taraf\u0131ndan belirlenir ve ilan edilir.<\/span><\/p>\n

 <\/p>\n

(3) Birden \u00e7ok portf\u00f6yden olu\u015fan fon ba\u015fvurular\u0131nda, her bir\u00a0portf\u00f6y\u00a0bu Tebli\u011f kapsam\u0131nda ayr\u0131 bir fon olarak de\u011ferlendirilir.<\/span><\/p>\n

 <\/p>\n

(4) Bir banka taraf\u0131ndan yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na ili\u015fkin\u00a0izahnamenin\u00a0onaylanmas\u0131 talebiyle Kurula ba\u015fvurulmas\u0131 halinde Bankac\u0131l\u0131k D\u00fczenleme ve Denetleme Kurumunun g\u00f6r\u00fc\u015f\u00fc al\u0131n\u0131r.<\/span><\/p>\n

Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131<\/span><\/strong><\/p>\n

MADDE 26 \u2013<\/span><\/strong>\u00a0(1) Kurul ba\u015fvurular\u0131,\u00a0izahnamenin\u00a0fona ve yabanc\u0131 yat\u0131r\u0131m fon paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin olarak mevzuat\u0131n \u00f6ng\u00f6rd\u00fc\u011f\u00fc ve Kurul taraf\u0131ndan gerekli g\u00f6r\u00fclen di\u011fer bilgileri i\u00e7erip i\u00e7ermedi\u011fini, temsilcinin ve temsilcilik s\u00f6zle\u015fmesinin bu Tebli\u011fde aranan \u015fartlar\u0131 ta\u015f\u0131y\u0131p ta\u015f\u0131mad\u0131\u011f\u0131n\u0131 dikkate alarak kamunun ayd\u0131nlat\u0131lmas\u0131 esaslar\u0131 \u00e7er\u00e7evesinde inceler.<\/span><\/p>\n

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(2)\u00a0\u0130zahnamede\u00a0yer alan bilgilerin tutarl\u0131, anla\u015f\u0131labilir ve Kurulca belirlenen\u00a0izahname\u00a0standard\u0131na g\u00f6re eksiksiz olmas\u0131 zorunludur. Fonun\u00a0izahnamesinin\u00a0fona ve paylar\u0131n sat\u0131\u015f\u0131na ili\u015fkin olarak mevzuat\u0131n \u00f6ng\u00f6rd\u00fc\u011f\u00fc ve Kurul taraf\u0131ndan gerekli g\u00f6r\u00fclen di\u011fer bilgileri a\u00e7\u0131kl\u0131kla ortaya koyacak ayr\u0131nt\u0131da ve T\u00fcrk\u00e7e olarak haz\u0131rlanmas\u0131, temsilci ve fon yetkilileri taraf\u0131ndan imzalanmas\u0131, bilgi ve a\u00e7\u0131klamalar\u0131n gerekti\u011finde belgeye dayand\u0131r\u0131lmas\u0131 zorunludur.<\/span><\/p>\n

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(3) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131na ili\u015fkin\u00a0izahnamenin\u00a0Kurulca onaylanmas\u0131nda a\u015fa\u011f\u0131daki esaslara uyulur.<\/span><\/p>\n

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a)\u00a0\u0130zahname\u00a0Kurula sunulan bilgi ve belgeler \u00e7er\u00e7evesinde 20 i\u015f g\u00fcn\u00fc i\u00e7inde incelenerek onaylan\u0131r ve keyfiyet ilgililere bildirilir. Onaylanan\u00a0izahnamede\u00a0T\u00fcrkiye\u2019de sat\u0131lacak pay adedine yer verilir.\u00a0\u0130zahnamede\u00a0yer verilen pay adedinin \u00fczerinde sat\u0131lacak yeni paylar\u0131n sat\u0131\u015f\u0131 da Kurul onay\u0131na tabidir. Ancak, bu takdirde, 21 inci maddenin birinci f\u0131kras\u0131n\u0131n (c) bendinde belirtilen asgari sat\u0131\u015f tutar\u0131 \u015fart\u0131 aranmaz.<\/span><\/p>\n

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b) Sunulan bilgi ve belgelerin eksik olmas\u0131 veya ek bilgi ve belgeye ihtiya\u00e7 duyulmas\u0131 halinde, ba\u015fvuru tarihinden itibaren 10 i\u015f g\u00fcn\u00fc i\u00e7inde ba\u015fvuru sahibi bilgilendirilir. Eksik bilgi ve belgelerin 20 i\u015f g\u00fcn\u00fc i\u00e7inde tamamlanmas\u0131 gereklidir. Bu takdirde, (a) bendinde \u00f6ng\u00f6r\u00fclen 20 g\u00fcnl\u00fck s\u00fcre, s\u00f6z konusu bilgi ve belgelerin Kurula sunuldu\u011fu tarihten itibaren i\u015flemeye ba\u015flar.<\/span><\/p>\n

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(4)\u00a0\u0130zahnamenin\u00a0onaylanmas\u0131, bu belgede yer alan bilgilerin do\u011fru oldu\u011funun Kurulca tekeff\u00fcl\u00fc anlam\u0131na gelmeyece\u011fi gibi, ilgili yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131na ili\u015fkin bir tavsiye olarak da kabul edilemez.\u00a0\u0130zahname\u00a0ile yap\u0131lan ilan ve a\u00e7\u0131klamalarda, Kurul onay\u0131n\u0131n Kurul veya kamunun tekeff\u00fcl\u00fc olarak yorumlanmas\u0131na yol a\u00e7acak a\u00e7\u0131k veya dolayl\u0131 bir ifade kullan\u0131lamaz.<\/span><\/p>\n

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(5) Bu madde \u00e7er\u00e7evesinde yap\u0131lacak inceleme sonucunda a\u00e7\u0131klamalar\u0131n yeterli olmad\u0131\u011f\u0131 ve ger\u00e7e\u011fi d\u00fcr\u00fcst bi\u00e7imde yans\u0131tmayarak yat\u0131r\u0131mc\u0131n\u0131n yan\u0131lt\u0131lmas\u0131na yol a\u00e7aca\u011f\u0131 veya temsilcinin ve temsilcilik s\u00f6zle\u015fmesinin bu Tebli\u011fde say\u0131lan \u015fartlar\u0131 ta\u015f\u0131mad\u0131\u011f\u0131 sonucuna var\u0131l\u0131rsa, gerek\u00e7e g\u00f6sterilerek, ba\u015fvuru konusu\u00a0izahnamenin\u00a0onaylanmas\u0131ndan imtina edilebilir.\u00a0\u0130zahnamenin\u00a0onaylanmamas\u0131 halinde bu durum gerek\u00e7esi belirtilerek ba\u015fvuru sahibine bildirilir. Kurulcaizahnamenin\u00a0onaylanmamas\u0131 halinde yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131 yap\u0131lamaz.<\/span><\/p>\n

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(6)\u00a0\u0130zahname\u00a0ve yat\u0131r\u0131mc\u0131 bilgi formu, izin yaz\u0131s\u0131n\u0131n tebell\u00fc\u011f edildi\u011fi tarihi izleyen 10 i\u015f g\u00fcn\u00fc i\u00e7inde\u00a0KAP\u2019ta\u00a0ve temsilcinin resmi \u0130nternet sitesinde yay\u0131mlan\u0131r, ayr\u0131ca ticaret siciline tescil ve\u00a0TTSG\u2019de\u00a0ilan edilmez. Ancak,\u00a0izahnameninnerede yay\u0131mland\u0131\u011f\u0131 hususu ticaret siciline tescil ettirilir ve\u00a0TTSG\u2019de\u00a0ilan olunur. Yat\u0131r\u0131mc\u0131 bilgi formunda s\u00f6z konusu tescil tarihi belirtilir.<\/span><\/p>\n

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(7) Kurulca uygun g\u00f6r\u00fclmesi halinde, sava\u015f, do\u011fal afetler, ekonomik kriz ve ileti\u015fim sistemlerinin \u00e7\u00f6kmesi gibi ola\u011fan\u00fcst\u00fc durumlar\u0131n meydana gelmesi halinde, yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n al\u0131m sat\u0131m\u0131 durdurulabilir.<\/span><\/p>\n

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(8) T\u00fcrkiye\u2019de sat\u0131\u015f\u0131 yap\u0131lan yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n, yurtd\u0131\u015f\u0131nda pay sahipli\u011fi kay\u0131tlar\u0131n\u0131n izlendi\u011fi kurulu\u015f nezdinde, temsilci ad\u0131na a\u00e7\u0131lacak hesaplarda toplu olarak veya hak sahipleri baz\u0131nda izlenmesi zorunludur. Ayr\u0131ca, yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n MKK nezdinde temsilcinin alt hesab\u0131nda hak sahipleri baz\u0131nda\u00a0kayden\u00a0izlenmesi gerekmektedir.<\/span><\/p>\n

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Yat\u0131r\u0131mc\u0131 bilgi formu<\/span><\/strong><\/p>\n

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MADDE 27 \u2013<\/span><\/strong>\u00a0(1) Yat\u0131r\u0131mc\u0131 bilgi formu Kurulun yat\u0131r\u0131m fonlar\u0131na ili\u015fkin d\u00fczenlemelerinde belirlenen esaslar \u00e7er\u00e7evesinde haz\u0131rlan\u0131r ve ilan edilir. Bu formun i\u00e7eri\u011finin do\u011frulu\u011fundan ve g\u00fcncelli\u011finin sa\u011flanmas\u0131ndan temsilci sorumludur.<\/span><\/p>\n

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Fon\u00a0izahnamesi\u00a0ve yat\u0131r\u0131mc\u0131 bilgi formunda yap\u0131lacak de\u011fi\u015fiklikler<\/span><\/strong><\/p>\n

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MADDE 28 \u2013<\/span><\/strong>\u00a0(1)\u00a0\u0130zahname\u00a0ve yat\u0131r\u0131mc\u0131 bilgi formu ile halka a\u00e7\u0131klanan konularda sat\u0131\u015fa ba\u015flanmadan veya sat\u0131\u015f tarihinden itibaren ortaya \u00e7\u0131kan ve bu Tebli\u011f h\u00fck\u00fcmlerine ayk\u0131r\u0131l\u0131k te\u015fkil etmeyen de\u011fi\u015fikliklerin ve yeni hususlar\u0131n, temsilci taraf\u0131ndan en ge\u00e7, bunlar\u0131n \u00f6\u011frenildi\u011fi tarihi izleyen i\u015f g\u00fcn\u00fc Kurula bildirilmesi zorunludur. Yap\u0131lan de\u011fi\u015fiklikler, Kurul taraf\u0131ndan aksi belirtilmedik\u00e7e, bildirimin Kurul kayd\u0131na girdi\u011fi tarihi takip eden 10 i\u015f g\u00fcn\u00fc i\u00e7erisinde temsilcinin resmi \u0130nternet sitesi ile\u00a0KAP\u2019ta\u00a0ilan edilir.<\/span><\/p>\n

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(2)\u00a0\u0130zahname\u00a0de\u011fi\u015fikliklerinin bu Tebli\u011fde yer alan h\u00fck\u00fcmlere ayk\u0131r\u0131l\u0131k te\u015fkil etmesi halinde paylar\u0131n sat\u0131\u015f\u0131 Kurul taraf\u0131ndan gerek\u00e7e g\u00f6sterilerek durdurulabilir.<\/span><\/p>\n

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Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n al\u0131m sat\u0131m\u0131<\/span><\/strong><\/p>\n

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MADDE 29 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n al\u0131m sat\u0131m i\u015flemlerinin temsilci arac\u0131l\u0131\u011f\u0131yla yap\u0131lmas\u0131 zorunludur.<\/span><\/p>\n

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(2) Sat\u0131n al\u0131nan fon paylar\u0131, ancak fona veya fonun yetki vermesi durumunda temsilciye geri sat\u0131labilir.<\/span><\/p>\n

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Tahsisli sat\u0131\u015f<\/span><\/strong><\/p>\n

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MADDE 30 \u2013<\/span><\/strong>\u00a0(1) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131, sadece nitelikli yat\u0131r\u0131mc\u0131lara tahsisli olarak sat\u0131labilir. Bu fonlar\u0131n sat\u0131\u015f\u0131na ili\u015fkin olarak Kurula yap\u0131lacak ba\u015fvurularda\u00a0izahname\u00a0yerine ihra\u00e7 belgesi haz\u0131rlan\u0131r.<\/span><\/p>\n

(2) Paylar\u0131 tahsisli olarak sat\u0131lacak fonlarda,<\/span><\/p>\n

a) 21 inci maddenin birinci f\u0131kras\u0131nda yer alan \u015fartlardan (e) bendi d\u0131\u015f\u0131ndaki \u00f6n \u015fartlar aranmaz.<\/span><\/p>\n

b) 25 ve 26\u00a0nc\u0131\u00a0maddelerde yer alan\u00a0izahname\u00a0ile ilgili h\u00fck\u00fcmler ihra\u00e7 belgesi i\u00e7in k\u0131yasen uygulan\u0131r.<\/span><\/p>\n

c) 26\u00a0nc\u0131\u00a0maddenin alt\u0131nc\u0131 f\u0131kras\u0131nda yer alan ilan ve tescil y\u00fck\u00fcml\u00fcl\u00fcklerine ili\u015fkin h\u00fck\u00fcmler ile 27 ve 31 inci maddelerde yer alan h\u00fck\u00fcmler uygulanmaz.<\/span><\/p>\n

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(3) Temsilci, sat\u0131\u015f yap\u0131lan yat\u0131r\u0131mc\u0131lar\u0131n bu Tebli\u011fde belirlenen nitelikli yat\u0131r\u0131mc\u0131 vas\u0131flar\u0131n\u0131 haiz olduklar\u0131na dair bilgi ve belgeleri temin etmek ve d\u00fczenli olarak tutmakla y\u00fck\u00fcml\u00fcd\u00fcr.<\/span><\/p>\n

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(4) Paylar\u0131 tahsisli olarak sat\u0131lacak fonlar hi\u00e7bir \u015fekilde ilan ve reklam veremezler.<\/span><\/p>\n

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Kamuyu ayd\u0131nlatmaya ili\u015fkin esaslar<\/span><\/strong><\/p>\n

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MADDE 31 \u2013<\/span><\/strong>\u00a0(1) Fonlar\u0131n tabi olduklar\u0131 \u00fclke mevzuat\u0131 ve uluslararas\u0131 muhasebe standartlar\u0131 \u00e7er\u00e7evesinde haz\u0131rlanm\u0131\u015f finansal raporlar\u0131n, ba\u011f\u0131ms\u0131z denetim raporunun ve di\u011fer periyodik raporlar\u0131n asl\u0131 ile T\u00fcrk\u00e7e \u00f6zetlerinin\u00a0KAP\u2019tailan edilmesi zorunludur. Bu bildirimlerin yap\u0131lmas\u0131ndan Temsilci sorumludur.<\/span><\/p>\n

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(2) Ayr\u0131ca, her ay itibar\u0131yla Ek\/4\u2019te yer alan formata uygun olarak temsilci taraf\u0131ndan haz\u0131rlanan tablonun en ge\u00e7 izleyen ay\u0131n ilk haftas\u0131 i\u00e7inde\u00a0KAP\u2019ta\u00a0ilan edilmesi zorunludur.<\/span><\/p>\n

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(3) Kurul kamuyu ayd\u0131nlatma \u00e7er\u00e7evesinde yap\u0131lan bildirimleri yeterli g\u00f6rmezse ek bilgi isteyebilir ve bunlar\u0131n ilan\u0131n\u0131 zorunlu tutabilir.<\/span><\/p>\n

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\u0130lan ve reklamlara ili\u015fkin esaslar<\/span><\/strong><\/p>\n

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MADDE 32 \u2013<\/span><\/strong>\u00a0(1) Fona ili\u015fkin ilan ve reklamlarda Kurulun ilgili d\u00fczenlemelerine uyulur.<\/span><\/p>\n

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T\u00fcrk paras\u0131 k\u0131ymetini koruma mevzuat\u0131 \u00e7er\u00e7evesinde yap\u0131lan i\u015flemlere ili\u015fkin bildirim<\/span><\/strong><\/p>\n

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MADDE 33 \u2013<\/span><\/strong>\u00a0(1) T\u00fcrkiye\u2019de yerle\u015fik ki\u015filerin bu Tebli\u011f kapsam\u0131 d\u0131\u015f\u0131nda, T\u00fcrk Paras\u0131 K\u0131ymetini Koruma Mevzuat\u0131 \u00e7er\u00e7evesinde, yabanc\u0131 yat\u0131r\u0131m fonu pay\u0131 al\u0131m sat\u0131mlar\u0131na ili\u015fkin bilgilerin, bu i\u015flemlere arac\u0131l\u0131k eden kurulu\u015flar taraf\u0131ndan, Ek\/5\u2019te yer alan tablo \u00e7er\u00e7evesinde, her ay itibar\u0131yla, ay sonunu izleyen alt\u0131 i\u015f g\u00fcn\u00fc i\u00e7inde Kurula bildirilmesi zorunludur.<\/span><\/p>\n

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Yabanc\u0131 yat\u0131r\u0131m fonlar\u0131 i\u00e7in kurul \u00fccreti<\/span><\/strong><\/p>\n

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MADDE 34 \u2013<\/span><\/strong>\u00a0(1) Kanunun 130 uncu maddesinin \u00fc\u00e7\u00fcnc\u00fc f\u0131kras\u0131 uyar\u0131nca takvim y\u0131l\u0131 esas al\u0131narak \u00fc\u00e7er ayl\u0131k d\u00f6nemlerin son i\u015f g\u00fcn\u00fcnde fon net varl\u0131k de\u011ferinin T\u00fcrkiye\u2019de sat\u0131lan k\u0131sm\u0131na denk gelen b\u00fcy\u00fckl\u00fc\u011f\u00fcn\u00a0y\u00fczbinde\u00a0be\u015finin ayn\u0131 g\u00fcn itibar\u0131yla a\u00e7\u0131klanan TCMB d\u00f6viz sat\u0131\u015f kuru ile \u00e7arp\u0131lmas\u0131 suretiyle temsilci taraf\u0131ndan hesaplanan \u00fccret, izleyen 10 i\u015f g\u00fcn\u00fc i\u00e7erisinde temsilci taraf\u0131ndan Kurul hesab\u0131na yat\u0131r\u0131l\u0131r ve ilgili\u00a0dekontlar\u00a0ile hesaplama tablosunun bir \u00f6rne\u011fi Kurula iletilir.<\/span><\/p>\n

DOKUZUNCU B\u00d6L\u00dcM<\/b><\/span><\/p>\n

\u00c7e\u015fitli ve Son H\u00fck\u00fcmler<\/b><\/span><\/p>\n

Yeniden de\u011ferleme<\/span><\/strong><\/p>\n

MADDE 35 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fde yer alan tutarlar Kurul taraf\u0131ndan gerekli g\u00f6r\u00fclmesi halinde yeniden de\u011ferlemeye tabi tutulabilir. Yeniden de\u011ferlenen tutarlar Kurul B\u00fclteni ile ilan edilir.<\/span><\/p>\n

Y\u00fcr\u00fcrl\u00fckten kald\u0131r\u0131lan tebli\u011fler<\/span><\/strong><\/p>\n

MADDE 36 \u2013<\/span><\/strong>\u00a0(1) 23\/10\/2010 tarihli ve 27738 say\u0131l\u0131 Resm\u00ee Gazete\u2019de yay\u0131mlanan Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131n\u0131n ve Depo Sertifikalar\u0131n\u0131n Kurul Kayd\u0131na Al\u0131nmas\u0131na ve Sat\u0131\u015f\u0131na \u0130li\u015fkin Esaslar Tebli\u011fi (Seri:III, No:44) y\u00fcr\u00fcrl\u00fckten kald\u0131r\u0131lm\u0131\u015ft\u0131r ve Kurulun di\u011fer d\u00fczenlemelerinde Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131n\u0131n ve Depo Sertifikalar\u0131n\u0131n Kurul Kayd\u0131na Al\u0131nmas\u0131na ve Sat\u0131\u015f\u0131na \u0130li\u015fkin Esaslar Tebli\u011fine (Seri:III, No:44) yap\u0131lan at\u0131flar bu Tebli\u011fe yap\u0131lm\u0131\u015f say\u0131l\u0131r.<\/span><\/p>\n

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(2) 6\/11\/1998 tarihli ve 23515 say\u0131l\u0131 Resm\u00ee Gazete\u2019de yay\u0131mlanan Yabanc\u0131 Yat\u0131r\u0131m Fonu Paylar\u0131n\u0131n Kurul Kayd\u0131na Al\u0131nmas\u0131na ve Sat\u0131\u015f\u0131na \u0130li\u015fkin Esaslar Tebli\u011fi (Seri:VII, No:14) y\u00fcr\u00fcrl\u00fckten kald\u0131r\u0131lm\u0131\u015ft\u0131r ve Kurulun di\u011fer d\u00fczenlemelerinde Yabanc\u0131 Yat\u0131r\u0131m Fonu Paylar\u0131n\u0131n Kurul Kayd\u0131na Al\u0131nmas\u0131na ve Sat\u0131\u015f\u0131na \u0130li\u015fkin Esaslar Tebli\u011fine (Seri:VII, No:14) yap\u0131lan at\u0131flar bu Tebli\u011fe yap\u0131lm\u0131\u015f say\u0131l\u0131r.<\/span><\/p>\n

Mevcut ba\u015fvurular\u0131n sonu\u00e7land\u0131r\u0131lmas\u0131<\/span><\/strong><\/p>\n

GE\u00c7\u0130C\u0130 MADDE 1 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin y\u00fcr\u00fcrl\u00fc\u011fe girdi\u011fi tarihte Kurulca karara ba\u011flanmam\u0131\u015f mevcut ba\u015fvurular, bu Tebli\u011f h\u00fck\u00fcmlerine g\u00f6re sonu\u00e7land\u0131r\u0131l\u0131r.<\/span><\/p>\n

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(2) M\u00fclga 2499 say\u0131l\u0131 Sermaye Piyasas\u0131 Kanununun y\u00fcr\u00fcrl\u00fckte oldu\u011fu s\u0131rada halka arz edilmek \u00fczere Kurul kayd\u0131na al\u0131nan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131na ili\u015fkin olarak haz\u0131rlanan\u00a0izahnamelerin\u00a0ge\u00e7erlili\u011fi hakk\u0131nda\u00a0\u0130zahnameve \u0130hra\u00e7 Belgesi Tebli\u011fi (II-5.1) h\u00fck\u00fcmlerine uyulur. Bu yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n,\u00a0izahnamenin\u00a0ge\u00e7erlilik s\u00fcresi i\u00e7erisinde yapt\u0131klar\u0131 sat\u0131\u015flarda 5 inci madde ile getirilen ek \u00f6n \u015fartlar aranmaz.<\/span><\/p>\n

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(3) Bu Tebli\u011fin yay\u0131m\u0131 tarihinden \u00f6nce paylar\u0131 Kurul kayd\u0131na al\u0131nm\u0131\u015f fonlar i\u00e7in, bu Tebli\u011fin y\u00fcr\u00fcrl\u00fc\u011fe girdi\u011fi tarihten itibaren bir y\u0131l i\u00e7inde bu Tebli\u011f h\u00fck\u00fcmlerine uyum sa\u011flanmas\u0131 zorunludur. Aksi takdirde, fon temsilcisi taraf\u0131ndan fon\u00a0izahnamesinin\u00a0ticaret sicilinden terkin ettirilmesi i\u00e7in Kurula ba\u015fvurulmas\u0131 zorunludur.<\/span><\/p>\n

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(4) Bu Tebli\u011fin yay\u0131m\u0131 tarihinden \u00f6nce paylar\u0131 Kurul kayd\u0131na al\u0131nm\u0131\u015f fonlar i\u00e7in 21 inci maddenin birinci f\u0131kras\u0131n\u0131n (c) ve (d) bentlerinde yer alan tutarlar uygulanmaz.<\/span><\/p>\n

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(5) Bu Tebli\u011fin yay\u0131m\u0131 tarihinden \u00f6nce Kurul taraf\u0131ndan karara ba\u011flanmam\u0131\u015f yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin fon\u00a0izahnamesinin\u00a0onaylanmas\u0131 ba\u015fvurular\u0131nda, sat\u0131\u015f\u0131 yap\u0131lacak paylar\u0131n cari de\u011feri ve fonun net varl\u0131k de\u011feri olarak 21 inci maddenin birinci f\u0131kras\u0131n\u0131n (c) ve (d) bentlerindeki tutarlar uygulan\u0131r.<\/span><\/p>\n

Ge\u00e7i\u015f h\u00fck\u00fcmleri<\/span><\/strong><\/p>\n

GE\u00c7\u0130C\u0130 MADDE 2 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin ilgili maddeleri y\u00fcr\u00fcrl\u00fc\u011fe girene kadar, 23\/10\/2010 tarihli ve 27738 say\u0131l\u0131 Resm\u00ee Gazete\u2019de yay\u0131mlanan Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131n\u0131n ve Depo Sertifikalar\u0131n\u0131n Kurul Kayd\u0131na Al\u0131nmas\u0131na ve Sat\u0131\u015f\u0131na \u0130li\u015fkin Esaslar Tebli\u011finin (Seri:III, No:44) ilgili h\u00fck\u00fcmleri uygulan\u0131r.<\/span><\/p>\n

Y\u00fcr\u00fcrl\u00fck<\/span><\/strong><\/p>\n

MADDE 37 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin;<\/span><\/p>\n

a) 14 \u00fcnc\u00fc ve 15 inci maddeleri\u00a031\/12\/2013\u00a0tarihinden sonra sona eren finansal raporlardan itibaren ge\u00e7erli olmak \u00fczere,<\/span><\/p>\n

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b) 21 inci maddesinin birinci f\u0131kras\u0131n\u0131n (c) ve (d) bentleri hari\u00e7 olmak \u00fczere, 21 ila 34 \u00fcnc\u00fc maddeleri ile 36\u00a0nc\u0131maddesinin ikinci f\u0131kras\u0131\u00a01\/7\/2014\u00a0tarihinde,<\/span><\/p>\n

c) 21 inci maddesinin birinci f\u0131kras\u0131n\u0131n (c) ve (d) bentleri ile di\u011fer h\u00fck\u00fcmleri ise Tebli\u011fin yay\u0131m\u0131 tarihinde<\/span><\/p>\n

y\u00fcr\u00fcrl\u00fc\u011fe\u00a0girer.<\/span><\/p>\n

Y\u00fcr\u00fctme<\/span><\/strong><\/p>\n

MADDE 38 \u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f h\u00fck\u00fcmlerini Kurul y\u00fcr\u00fct\u00fcr.<\/span><\/p>\n

\u00a0<\/span><\/p>\n

EK\/1<\/b><\/span><\/p>\n

YABANCI SERMAYE P\u0130YASASI ARA\u00c7LARI VE DEPO SERT\u0130F\u0130KALARINA<\/b><\/span><\/p>\n

\u0130L\u0130\u015eK\u0130N OLARAK KURULA BA\u015eVURU SIRASINDA BA\u015eVURUYA<\/b><\/span><\/p>\n

EKLENECEK BELGELER (*) (**)<\/b><\/span><\/p>\n

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1. Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n niteli\u011fine g\u00f6re (pay, tahvil vb.) s\u00f6z konusu arac\u0131n ihrac\u0131na ili\u015fkin Kurul tebli\u011flerinde belirlenen bilgi ve belgeler,<\/span><\/p>\n

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2. Yabanc\u0131 sermaye piyasas\u0131 arac\u0131\/depo sertifikalar\u0131n\u0131n T\u00fcrkiye\u2019de yerle\u015fik sahiplerinin yurt d\u0131\u015f\u0131ndakilerle ayn\u0131 haklara sahip oldu\u011funa ili\u015fkin yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun beyan\u0131,<\/span><\/p>\n

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3. Tebli\u011f h\u00fck\u00fcmleri uyar\u0131nca sat\u0131\u015f\u0131 yap\u0131lan yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n hukuki niteli\u011finden, halka arz\u0131ndan, sat\u0131\u015f\u0131ndan ve temsilcinin i\u015flemlerinden do\u011fan her t\u00fcrl\u00fc ihtilaf\u0131n esas ve usul\u00fcnde T\u00fcrk hukukunun uygulanaca\u011f\u0131 ve uyu\u015fmazl\u0131klar\u0131n \u00e7\u00f6z\u00fcm\u00fcnde T\u00fcrk Mahkeme ve yarg\u0131 organlar\u0131n\u0131n yetkili oldu\u011funa ili\u015fkin yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun beyan\u0131,<\/span><\/p>\n

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4. Sermaye piyasas\u0131 arac\u0131n\u0131n ve yabanc\u0131 ortakl\u0131\u011f\u0131n \u00fclkesinde tabi olduklar\u0131 yasal sisteme ili\u015fkin a\u00e7\u0131klay\u0131c\u0131 bilgiler ile yabanc\u0131 ortakl\u0131\u011f\u0131n ilgili \u00fclkede kurulu\u015fta, i\u015fleyi\u015fte ve sermaye piyasas\u0131 arac\u0131 ihra\u00e7 etmede tabi oldu\u011fu yasal gerekleri yerine getirdi\u011fine ili\u015fkin yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun beyan\u0131,<\/span><\/p>\n

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5. Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ihra\u00e7 edildikleri \u00fclkede; bunlar\u0131n T\u00fcrkiye\u2019de sat\u0131\u015f\u0131na, sa\u011flad\u0131\u011f\u0131 mali haklar ile ilgili i\u015flem ve \u00f6demelerin T\u00fcrkiye\u2019de yap\u0131lmas\u0131na ve y\u00f6netimsel haklar\u0131n kullan\u0131lmas\u0131na ili\u015fkin herhangi bir k\u0131s\u0131tlama bulunmad\u0131\u011f\u0131na ili\u015fkin yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun beyan\u0131,<\/span><\/p>\n

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6. Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n devir veya tedav\u00fcl\u00fcn\u00fc k\u0131s\u0131tlay\u0131c\u0131 veya sahibinin haklar\u0131n\u0131 kullanmas\u0131n\u0131 engelleyici baz\u0131 kay\u0131tlara tabi tutulmu\u015f olmad\u0131klar\u0131n\u0131 ve \u00fczerlerinde intifa hakk\u0131 olup olmad\u0131\u011f\u0131na ili\u015fkin yabanc\u0131 ortakl\u0131\u011f\u0131n\/depocu kurulu\u015fun beyan\u0131,<\/span><\/p>\n

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7. Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n varsa borsa kotasyonuna veya i\u015flem g\u00f6rd\u00fc\u011f\u00fcne ili\u015fkin belgeler,<\/span><\/p>\n

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8.\u00a0\u00a0Yabanc\u0131 sermaye piyasas\u0131 arac\u0131n\u0131n varsa\u00a0kote\u00a0edildi\u011fi veya i\u015flem g\u00f6rd\u00fc\u011f\u00fc yabanc\u0131 borsa veya borsalar\u0131 tan\u0131t\u0131c\u0131 bilgiler ve\u00a0kote\u00a0edilmemi\u015f olmas\u0131 durumunda bunun nedenine ili\u015fkin bilgi,<\/span><\/p>\n

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9. Yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n, depo sertifikalar\u0131 vas\u0131tas\u0131 ile sat\u0131\u015f\u0131nda yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n saklanaca\u011f\u0131 saklama kurulu\u015funu tan\u0131t\u0131c\u0131 bilgiler,<\/span><\/p>\n

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10. T\u00fcrkiye\u2019de sat\u0131\u015f i\u015flemi ger\u00e7ekle\u015ftirilinceye kadar yap\u0131lacak t\u00fcm i\u015flemler, imzalanacak s\u00f6zle\u015fmelerin birer \u00f6rne\u011fi ile s\u00f6zle\u015fme taraflar\u0131n\u0131n yetkili makamlarca tasdik edilmi\u015f imza sirk\u00fclerleri ve bu s\u00fcre\u00e7te yer alacak t\u00fcm kurulu\u015flar hakk\u0131nda bilgi,<\/span><\/p>\n

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11. Derecelendirme raporlar\u0131,<\/span><\/p>\n

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12. Yabanc\u0131 sermaye piyasas\u0131 arac\u0131 i\u00e7in varsa, d\u0131\u015far\u0131da yay\u0131mlanan\u00a0izahname, duyuru ve di\u011fer ilanlar\u0131n birer \u00f6rne\u011fi,<\/span><\/p>\n

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13. \u0130hra\u00e7\u00e7\u0131n\u0131n borsalarda i\u015flem g\u00f6ren sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n performans\u0131n\u0131 g\u00f6sterir bilgi,<\/span><\/p>\n

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14.\u00a0\u00a0Depo sertifikalar\u0131n\u0131n temsil etti\u011fi yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n tamam\u0131n\u0131n depocu ad\u0131na saklama kurulu\u015fu nezdinde saklamaya al\u0131nd\u0131\u011f\u0131na dair ilgili saklama kurulu\u015fundan al\u0131nan belgenin onayl\u0131 \u00f6rne\u011fi,<\/span><\/p>\n

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15. Yabanc\u0131 ortakl\u0131k, temsilci ve depocu taraf\u0131ndan elektronik sertifika hizmet sa\u011flay\u0131c\u0131s\u0131na yap\u0131lan elektronik sertifika ba\u015fvuru belgesi.<\/span><\/p>\n

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(*) Tahsisli veya nitelikli yat\u0131r\u0131mc\u0131lara sat\u0131\u015flarda sadece 1, 2, 4, 5, 6 ve 14 \u00fcnc\u00fc maddelerde belirtilen belgeler istenir.<\/span><\/strong><\/p>\n

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(**) Bu bilgi ve belgelerin ilgili \u00fclke mevzuat\u0131 uyar\u0131nca temininin m\u00fcmk\u00fcn olmamas\u0131 durumunda Kurulca uygun g\u00f6r\u00fclecek muadili kabul edilebilir.<\/span><\/strong><\/p>\n

\u00a0<\/span><\/strong><\/p>\n

EK\/2<\/b><\/span><\/p>\n

\u00a0<\/span><\/p>\n

DEPO SERT\u0130F\u0130KASI AYLIK B\u0130LD\u0130R\u0130M FORMU<\/b><\/span><\/p>\n

Temsilcinin\/Depocu Kurulu\u015fun Unvan\u0131:<\/span><\/p>\n

Depo Sertifikalar\u0131n\u0131n Temsil Etti\u011fi Yabanc\u0131<\/span><\/p>\n

Sermaye Piyasas\u0131 Arac\u0131n\u0131 \u0130hra\u00e7 Edenin Unvan\u0131:<\/span><\/p>\n

Saklama Kurulu\u015funun Unvan\u0131, Adresi, Telefon Numaras\u0131:<\/span><\/p>\n

T\u00fcrkiye\u2019de Halka\u00a0Arzedilmi\u015f\u00a0Olan Depo Sertifikalar\u0131n\u0131n Toplam Nominal De\u011feri:<\/span><\/p>\n

\u00a0<\/span><\/p>\n

Ay Sonu \u0130tibariyle Saklama Kurulu\u015funda Mevcut Olan;<\/span><\/strong><\/p>\n

Depo Sertifikalar\u0131n\u0131n Nominal De\u011feri Toplam\u0131:<\/span><\/p>\n

Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131n\u0131n Nominal De\u011feri Toplam\u0131:<\/span><\/p>\n

\u00a0<\/span><\/p>\n

Ay \u0130\u00e7inde Yap\u0131lan Toplam;<\/span><\/strong><\/p>\n

Depo Sertifikas\u0131 Al\u0131\u015flar\u0131n\u0131n Nominal\u00a0De\u011feri\u00a0\u00a0:<\/span><\/p>\n

Depo Sertifikas\u0131 Sat\u0131\u015flar\u0131n\u0131n Nominal\u00a0De\u011feri :<\/span><\/p>\n

Yabanc\u0131 Sermaye Piyasas\u0131 Ara\u00e7lar\u0131 \u0130le De\u011fi\u015ftirilen Depo Sertifikalar\u0131n\u0131n Nominal De\u011feri:<\/span><\/p>\n

\u00a0<\/span><\/p>\n

EK\/3<\/b><\/span><\/p>\n

\u00a0<\/span><\/p>\n

FON TEMS\u0130LC\u0130L\u0130K S\u00d6ZLE\u015eMES\u0130NDE YER ALMASI GEREKEN ASGAR\u0130 HUSUSLAR<\/b><\/span><\/p>\n

a) Fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n ticaret unvan\u0131,\u00a0tabiyeti, merkez adresi, \u00f6denmi\u015f sermayesi, kurulu\u015f tarihi ve faaliyet konusu,<\/span><\/p>\n

b) Fon temsilcisinin unvan\u0131, merkez adresi ve \u00f6denmi\u015f sermayesi,<\/span><\/p>\n

c) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n grubu ve cari de\u011ferinin tutar\u0131,<\/span><\/p>\n

\u00e7) Al\u0131m sat\u0131m fiyat\u0131n\u0131n tespit \u015fekli, sat\u0131\u015f\u0131n yap\u0131laca\u011f\u0131 yerler ve fiyat\u0131n ilan\u0131na ili\u015fkin esaslar,<\/span><\/p>\n

d) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131na ili\u015fkin haklar\u0131 kullanma esaslar\u0131 ile fonla ilgili \u00f6demelerin ne \u015fekilde yap\u0131laca\u011f\u0131 ve \u00f6deme tarihinin belirlenme \u015fekli,<\/span><\/p>\n

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e) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131na ili\u015fkin \u00f6demelerin ilgili mevzuat \u00e7er\u00e7evesinde transferine ili\u015fkin esaslar,<\/span><\/p>\n

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f) Fon temsilcisinin yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131, T\u00fcrkiye’de fon ve\/veya kendi hesab\u0131na satmaya ve geri almaya yetkili oldu\u011fu hususu,<\/span><\/p>\n

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g) Fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n, yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n al\u0131m-sat\u0131m fiyatlar\u0131 ile varsa, borsa fiyatlar\u0131 hakk\u0131ndaki bilgileri fon temsilcisine, fon temsilcisinin fon ad\u0131na al\u0131p satt\u0131\u011f\u0131 paylar hakk\u0131ndaki bilgileri fon ihra\u00e7\u00e7\u0131s\u0131na, g\u00fcnl\u00fck olarak iletme \u015fekli vb. y\u00fck\u00fcml\u00fcl\u00fcklere ili\u015fkin esaslar,<\/span><\/p>\n

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\u011f) Fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n genel kurul toplant\u0131lar\u0131n\u0131n tarih ve g\u00fcndemi ile fon ihra\u00e7\u00e7\u0131s\u0131 ve fon ile ilgili yasal de\u011fi\u015fiklikleri fon temsilcisine aktarmas\u0131 vb. y\u00fck\u00fcml\u00fcl\u00fcklerine ili\u015fkin esaslar,<\/span><\/p>\n

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h) Fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n bu Tebli\u011f kapsam\u0131nda Kurula verilmesi ve ilan edilmesi gereken b\u00fct\u00fcn bilgiler ile yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n fiyat\u0131n\u0131 etkileyebilecek geli\u015fmeleri, fon temsilcisine aktarmas\u0131 gibi y\u00fck\u00fcml\u00fcl\u00fcklerine dair esaslar,<\/span><\/p>\n

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\u0131) Kurul d\u00fczenlemelerinde zorunlu tutulan ve kamuya a\u00e7\u0131klanmas\u0131 gereken hususlar\u0131n\u00a0KAP\u2019ta\u00a0fon temsilcisi taraf\u0131ndan yay\u0131nlanaca\u011f\u0131 hususu,<\/span><\/p>\n

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i) Fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n, Kurul d\u00fczenlemelerinde zorunlu tutulanlar\u0131n d\u0131\u015f\u0131nda, kamuya a\u00e7\u0131klanmas\u0131n\u0131 gerekli g\u00f6rd\u00fc\u011f\u00fc bilgiler ve bu bilgilerin a\u00e7\u0131klanma \u015fekli,<\/span><\/p>\n

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j) Taraflar\u0131n y\u00fck\u00fcml\u00fcl\u00fcklerini yerine getirmemeleri halinde yap\u0131lacak i\u015flemlere ili\u015fkin bilgi,<\/span><\/p>\n

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k) S\u00f6zle\u015fmenin s\u00fcresinden \u00f6nce sona ermesi ve ba\u015fka bir fon temsilcisiyle s\u00f6zle\u015fme yap\u0131lmamas\u0131 halinde, Kurulca verilecek kararlara uyulaca\u011f\u0131na ili\u015fkin fon ihra\u00e7\u00e7\u0131s\u0131n\u0131n taahh\u00fcd\u00fc ve Kurul taraf\u0131ndan gerekli g\u00f6r\u00fclen i\u015flemler tamamlan\u0131ncaya kadar bu s\u00f6zle\u015fme h\u00fck\u00fcmleri \u00e7er\u00e7evesinde taraflar\u0131n y\u00fck\u00fcml\u00fcl\u00fcklerinin devam edece\u011fi hususu,<\/span><\/p>\n

l) Fon temsilcisi taraf\u0131ndan verilecek hizmetler kar\u015f\u0131l\u0131\u011f\u0131nda al\u0131nacak komisyon oran\u0131 veya tutar\u0131,<\/span><\/p>\n

m) Pay al\u0131m sat\u0131mlar\u0131nda kullan\u0131lacak d\u00f6viz kuruna ili\u015fkin esaslar,<\/span><\/p>\n

n) Fon ihra\u00e7\u00e7\u0131s\u0131, fon temsilcisi ve ilgili di\u011fer kurum ve kurulu\u015flar ad\u0131na i\u015flem yapmaya yetkili ki\u015filer, unvanlar\u0131 ve ileti\u015fim kurallar\u0131,<\/span><\/p>\n

 <\/p>\n

o) Yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin giderler, ilan ve reklam giderleri ile benzeri t\u00fcm giderlerin kim taraf\u0131ndan kar\u015f\u0131lanaca\u011f\u0131,<\/span><\/p>\n

 <\/p>\n

\u00f6) Taraflar aras\u0131nda akdedilen s\u00f6zle\u015fmeye tahkim \u015fart\u0131 konulmam\u0131\u015f veya taraflarca ayr\u0131 bir yaz\u0131l\u0131 tahkim s\u00f6zle\u015fmesi akdedilmemi\u015fse, Tebli\u011f h\u00fck\u00fcmleri uyar\u0131nca sat\u0131\u015f\u0131 yap\u0131lan yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n hukuki niteli\u011finden, ihrac\u0131ndan ve\/veya sat\u0131\u015f\u0131ndan do\u011fan her t\u00fcrl\u00fc ihtilaf\u0131n \u00e7\u00f6z\u00fcm\u00fcnde,\u00a0\u00a0T\u00fcrk hukukunun uygulanaca\u011f\u0131 ve uyu\u015fmazl\u0131klar\u0131n \u00e7\u00f6z\u00fcm\u00fcnde T\u00fcrk mahkemelerinin yetkili oldu\u011fu.<\/span><\/p>\n

\u00a0<\/span><\/p>\n

EK\/4<\/span><\/strong><\/p>\n

FON TEMS\u0130LC\u0130LER\u0130N\u0130N FONLA \u0130LG\u0130 B\u0130LG\u0130LER\u0130<\/span><\/strong><\/p>\n

A\u00c7IKLAMALARINDA KULLANACAKLARI TABLO<\/span><\/strong><\/p>\n

————————————————————————————————\u00a0\u00a0<\/span><\/p>\n

FONA \u0130L\u0130\u015eK\u0130N B\u0130LG\u0130LER<\/span><\/p>\n

\u00a0<\/span><\/p>\n\n\n\n\n\n\n
\n

Fonun Ad\u0131<\/span><\/p>\n<\/td>\n

\n

Fonun Net Varl\u0131k De\u011feri<\/span><\/p>\n<\/td>\n

\n

T\u00fcrkiye\u2019de Tedav\u00fclde Bulunan Toplam Pay Say\u0131s\u0131<\/span><\/p>\n<\/td>\n

\n

Ay Sonu \u0130tibar\u0131yla Sat\u0131\u015f Fiyat\u0131<\/span><\/p>\n<\/td>\n

\n

T\u00fcrkiye\u2019de Tedav\u00fclde Bulunan Paylar\u0131n Toplam Piyasa De\u011feri<\/span><\/p>\n<\/td>\n<\/tr>\n

\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n
\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n
\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

\u00a0<\/span><\/strong><\/p>\n

\u00a0<\/span><\/strong><\/p>\n

EK\/5<\/span><\/strong><\/p>\n

T\u00dcRK\u0130YE\u2019DE YERLE\u015e\u0130K K\u0130\u015e\u0130LER\u0130N BU TEBL\u0130\u011e KAPSAMI DI\u015eINDA T\u00dcRK PARASI<\/span><\/strong><\/p>\n

KIYMET\u0130N\u0130 KORUMA MEVZUATI \u00c7ER\u00c7EVES\u0130NDE YABANCI YATIRIM<\/span><\/strong><\/p>\n

FONU PAYLARI ALIM SATIMLARINA ARACILIK EDEN KURUMLARIN<\/span><\/strong><\/p>\n

B\u0130LD\u0130R\u0130MLER\u0130NDE KULLANACAKLARI TABLO<\/span><\/strong><\/p>\n

————————————————————————————————<\/p>\n

ARACILIK YAPILAN FON \u0130\u015eLEMLER\u0130 \u0130LE \u0130LG\u0130L\u0130 B\u0130LG\u0130LER<\/span><\/p>\n

A\u0130T OLDU\u011eU D\u00d6NEM:<\/span><\/p>\n

\u00a0<\/span><\/p>\n

\n\n\n\n\n\n\n
\n

\u0130\u015flem Tarihi<\/span><\/p>\n<\/td>\n

\n

Fonun Ad\u0131<\/span><\/p>\n<\/td>\n

\n

Fonun Kurulu Oldu\u011fu \u00dclke<\/span><\/p>\n<\/td>\n

\n

Sat\u0131lan Pay Say\u0131s\u0131<\/span><\/p>\n<\/td>\n

\n

\u0130ade Edilen Pay Say\u0131s\u0131<\/span><\/p>\n<\/td>\n

\n

Pay Fiyat\u0131<\/span><\/p>\n<\/td>\n

\n

Toplam Tutar<\/span><\/p>\n<\/td>\n<\/tr>\n

\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n
\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n
\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n\u00a0<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n<\/div>\n

 <\/p>\n","protected":false},"excerpt":{"rendered":"

Bu Tebli\u011fin amac\u0131, yabanc\u0131 sermaye piyasas\u0131 ara\u00e7lar\u0131n\u0131n ve depo sertifikalar\u0131n\u0131n ihrac\u0131 ile yabanc\u0131 yat\u0131r\u0131m fonu paylar\u0131n\u0131n sat\u0131\u015f\u0131na ili\u015fkin  <\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3],"tags":[],"class_list":["post-6066","post","type-post","status-publish","format-standard","hentry","category-mevzuat-haberleri"],"_links":{"self":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6066","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/comments?post=6066"}],"version-history":[{"count":1,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6066\/revisions"}],"predecessor-version":[{"id":6067,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6066\/revisions\/6067"}],"wp:attachment":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/media?parent=6066"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/categories?post=6066"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/tags?post=6066"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}