{"id":6367,"date":"2013-12-25T07:23:06","date_gmt":"2013-12-25T07:23:06","guid":{"rendered":"http:\/\/www.alohaber.net\/wp\/?p=6367"},"modified":"2013-12-25T07:23:06","modified_gmt":"2013-12-25T07:23:06","slug":"kayitli-sermaye-sistemi-tebligi-ii-18-1","status":"publish","type":"post","link":"https:\/\/www.alohaber.net\/wp\/2013\/12\/kayitli-sermaye-sistemi-tebligi-ii-18-1\/","title":{"rendered":"Kay\u0131tl\u0131 Sermaye Sistemi Tebli\u011fi (II-18.1)"},"content":{"rendered":"

\"spk\"<\/a>6362 say\u0131l\u0131\u00a0Sermaye Piyasas\u0131\u00a0Kanunu uyar\u0131nca, ortakl\u0131klar\u0131n kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015fi i\u00e7in ve sistem i\u00e7inde uymalar\u0131\u00a0gereken esaslar<\/span><\/p>\n

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25 Aral\u0131k 2013 Tarihli Resmi Gazete<\/span><\/p>\n

Say\u0131: 28862<\/span><\/p>\n

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Sermaye Piyasas\u0131\u00a0Kurulundan:<\/span><\/p>\n

\n

KAYITLI SERMAYE S\u0130STEM\u0130\u00a0TEBL\u0130\u011e\u0130 (II-18.1)<\/b><\/span><\/p>\n

\u00a0<\/b><\/span><\/p>\n

B\u0130R\u0130NC\u0130\u00a0B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Ama\u00e7, Kapsam, Dayanak, Tan\u0131mlar ve K\u0131saltmalar<\/b><\/span><\/p>\n

Ama\u00e7 <\/span><\/strong><\/p>\n

MADDE 1\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin amac\u0131;\u00a06\/12\/2012\u00a0tarihli ve <\/span>6362 say\u0131l\u0131\u00a0Sermaye Piyasas\u0131\u00a0Kanunu<\/span><\/a><\/span> uyar\u0131nca, ortakl\u0131klar\u0131n kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015fi i\u00e7in ve sistem i\u00e7inde uymalar\u0131\u00a0gereken esaslar ile kay\u0131tl\u0131\u00a0sermaye sisteminden\u00e7\u0131kma ve Kurulca\u00a0\u00e7\u0131kar\u0131lma esaslar\u0131n\u0131\u00a0d\u00fczenlemektir.<\/span><\/p>\n

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Kapsam<\/span><\/strong><\/p>\n

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MADDE 2\u00a0\u2013<\/span><\/strong>\u00a0(1) Daha\u00a0\u00f6nce kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7mi\u015f\u00a0olsun veya olmas\u0131n paylar\u0131n\u0131\u00a0halka arz etmek\u00fczere Kurula ba\u015fvurmu\u015f\u00a0olan ortakl\u0131klar ile halka a\u00e7\u0131k ortakl\u0131klar bu Tebli\u011f\u00a0h\u00fck\u00fcmlerine tabidir.<\/span><\/p>\n

Dayanak<\/span><\/strong><\/p>\n

MADDE 3\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f, 6362 say\u0131l\u0131\u00a0Kanunun 18 inci maddesine dayan\u0131larak haz\u0131rlanm\u0131\u015ft\u0131r.<\/span><\/p>\n

Tan\u0131mlar ve k\u0131saltmalar<\/span><\/strong><\/p>\n

MADDE 4\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fde ge\u00e7en;<\/span><\/p>\n

a) Ba\u015flang\u0131\u00e7\u00a0Sermayesi: Kay\u0131tl\u0131\u00a0sermayeli anonim ortakl\u0131klar\u0131n sahip olmalar\u0131\u00a0zorunlu olan asgari\u00a0\u00e7\u0131kar\u0131lm\u0131\u015fsermayelerini,<\/span><\/p>\n

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b)\u00a0\u00c7\u0131kar\u0131lm\u0131\u015f\u00a0Sermaye: Kay\u0131tl\u0131\u00a0sermayeli anonim ortakl\u0131klar\u0131n sat\u0131\u015f\u0131\u00a0yap\u0131lm\u0131\u015f\u00a0paylar\u0131n\u0131\u00a0temsil eden sermayelerini,<\/span><\/p>\n

c) Kanun:\u00a06\/12\/2012\u00a0tarihli ve 6362 say\u0131l\u0131\u00a0Sermaye Piyasas\u0131\u00a0Kanununu,<\/span><\/p>\n

\u00e7) KAP: Kamuyu Ayd\u0131nlatma Platformunu,<\/span><\/p>\n

d) Kay\u0131tl\u0131\u00a0sermaye (Kay\u0131tl\u0131\u00a0sermaye tavan\u0131, Tavan): Ortakl\u0131klar\u0131n, esas s\u00f6zle\u015fmelerinde h\u00fck\u00fcm bulunmak kayd\u0131yla, y\u00f6netim kurulu karar\u0131\u00a0ile\u00a013\/1\/2011\u00a0tarihli ve <\/span>6102 say\u0131l\u0131\u00a0T\u00fcrk Ticaret Kanununun<\/span><\/a><\/span> esas sermayenin art\u0131r\u0131lmas\u0131na dair h\u00fck\u00fcmlerine tabi olmaks\u0131z\u0131n pay\u00a0\u00e7\u0131karabilecekleri azami miktar\u0131\u00a0g\u00f6steren, ticaret sicilinde tescil ve ilan edilmi\u015fsermayelerini,<\/span><\/p>\n

e) Kurul: Sermaye Piyasas\u0131\u00a0Kurulunu,<\/span><\/p>\n

f) Ortakl\u0131k: Halka a\u00e7\u0131k ortakl\u0131klar ile paylar\u0131n\u0131\u00a0halka arz etmek\u00a0\u00fczere Kurula ba\u015fvurmu\u015f\u00a0olan ortakl\u0131klar\u0131,<\/span><\/p>\n

g) TTK:\u00a013\/1\/2011\u00a0tarihli ve 6102 say\u0131l\u0131\u00a0T\u00fcrk Ticaret Kanununu,<\/span><\/p>\n

\u011f) TTSG: T\u00fcrkiye Ticaret Sicili Gazetesini,<\/span><\/p>\n

h) Yat\u0131r\u0131m kurulu\u015fu: Arac\u0131\u00a0kurumlar ile yat\u0131r\u0131m hizmeti ve faaliyetinde bulunmak\u00a0\u00fczere, kurulu\u015f\u00a0ve faaliyet esaslar\u0131Kurulca belirlenen di\u011fer sermaye piyasas\u0131\u00a0kurumlar\u0131n\u0131\u00a0ve bankalar\u0131 <\/span><\/p>\n

ifade\u00a0eder.<\/span><\/p>\n

\u0130K\u0130NC\u0130\u00a0B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Kay\u0131tl\u0131\u00a0Sermaye Sistemine\u00a0\u0130li\u015fkin Usul ve Esaslar<\/b><\/span><\/p>\n

Kay\u0131tl\u0131\u00a0sermaye sistemine kabul ve tavan belirlenmesi<\/span><\/strong><\/p>\n

MADDE 5\u00a0\u2013<\/span><\/strong>\u00a0(1) Ortakl\u0131klar Kuruldan izin almak\u00a0\u015fart\u0131yla kay\u0131tl\u0131\u00a0sermaye sistemini kabul edebilir.\u00a0\u015eu kadar ki, daha\u00a0\u00f6nce TTK uyar\u0131nca bu sisteme ge\u00e7mi\u015f\u00a0olan ortakl\u0131klar i\u00e7in ayr\u0131ca Kurul izni aranmaz.<\/span><\/p>\n

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(2) Kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7mek isteyen ortakl\u0131klar\u0131n, Kanunun 18 inci maddesinin birinci f\u0131kras\u0131\u00a0uyar\u0131nca Kuruldan izin ald\u0131ktan sonra esas s\u00f6zle\u015fmelerine bu konuda h\u00fck\u00fcm koymalar\u0131\u00a0ve bu ama\u00e7la esas s\u00f6zle\u015fmelerinin ilgili b\u00f6l\u00fcmlerinde bu sistemden yararlanmay\u0131\u00a0sa\u011flayacak de\u011fi\u015fiklikleri yapmalar\u0131\u00a0gerekir. Kurul izni olmaks\u0131z\u0131n TTK uyar\u0131nca bu sisteme ge\u00e7mi\u015f\u00a0olan ortakl\u0131klar da, esas s\u00f6zle\u015fmelerini bu Tebli\u011fe uygun hale getirmekle y\u00fck\u00fcml\u00fcd\u00fcr.<\/span><\/p>\n

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(3) Kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7ecek ortakl\u0131klar\u0131n ba\u015flang\u0131\u00e7\u00a0sermayeleri 100.000 TL\u2019den az olamaz.<\/span><\/p>\n

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(4) Kurulca be\u015f\u00a0y\u0131l s\u00fcreyle ge\u00e7erli olmak\u00a0\u00fczere izin verilecek kay\u0131tl\u0131\u00a0sermaye tavan\u0131, ortakl\u0131klar\u0131n\u00a0\u00f6denmi\u015f\/\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayesi veya\u00a0\u00f6zsermayesinden\u00a0y\u00fcksek olan\u0131n\u0131n be\u015f\u00a0kat\u0131n\u0131\u00a0a\u015famaz. Kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ili\u015fkin\u00a0\u00fcst limitin belirlenmesinde, Kurul d\u00fczenlemelerine uygun olarak haz\u0131rlanm\u0131\u015f, ba\u011f\u0131ms\u0131z denetimden\/s\u0131n\u0131rl\u0131\u00a0incelemeden ge\u00e7mi\u015f\u00a0ba\u015fvuru tarihine en yak\u0131n finansal tablolar esas al\u0131n\u0131r. Ortakl\u0131klar\u0131n\u00a0konsolide\u00a0finansal tablolar\u0131n\u0131n bulunmas\u0131\u00a0durumunda, kay\u0131tl\u0131sermaye tavan\u0131na ili\u015fkin\u00a0\u00fcst limitin belirlenmesinde konsolide finansal tablolardaki ana ortakl\u0131\u011fa ait\u00a0\u00f6zsermaye\u00a0toplam\u0131\u00a0esas al\u0131n\u0131r.<\/span><\/p>\n

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(5) Kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ili\u015fkin\u00a0\u00fcst limitin belirlenmesinde esas al\u0131nacak finansal tablolara ili\u015fkin d\u00f6nem sonu tarihinden sonra\u00a0\u00f6denmi\u015f\/\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayenin art\u0131r\u0131lmas\u0131\u00a0ve art\u0131r\u0131m sonras\u0131\u00a0\u00f6denmi\u015f\/\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayenin d\u00f6rd\u00fcnc\u00fcf\u0131krada belirtilen finansal tablolarda yer alan\u00a0\u00f6zsermaye\u00a0toplam\u0131ndan y\u00fcksek olmas\u0131\u00a0durumunda, kay\u0131tl\u0131\u00a0sermaye tavan\u0131n\u0131n hesaplanmas\u0131nda ortakl\u0131\u011f\u0131n g\u00fcncel\u00a0\u00f6denmi\u015f\/\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayesi esas al\u0131n\u0131r. <\/span><\/p>\n

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(6) Ba\u015fvuru tarihinden\u00a0\u00f6nceki bir y\u0131l i\u00e7erisinde ba\u011f\u0131ms\u0131z denetimden\/s\u0131n\u0131rl\u0131\u00a0incelemeden ge\u00e7mi\u015f\u00a0finansal tablolar\u0131n mevcut olmamas\u0131\u00a0veya ba\u015fvuru tarihinden sonra da Kurula ibraz edilmemi\u015f\u00a0olmas\u0131\u00a0halinde, kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ili\u015fkin\u00fcst limitin belirlenmesinde ortakl\u0131\u011f\u0131n\u00a0\u00f6denmi\u015f\/\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayesi esas al\u0131n\u0131r.<\/span><\/p>\n

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Kay\u0131tl\u0131\u00a0sermaye sisteminin uygulanmas\u0131na ili\u015fkin esaslar<\/span><\/strong><\/p>\n

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MADDE 6\u00a0\u2013<\/span><\/strong>\u00a0(1) Kay\u0131tl\u0131\u00a0sermaye sisteminde, y\u00f6netim kurulu,\u00a0TTK\u2019n\u0131n\u00a0esas sermayenin art\u0131r\u0131lmas\u0131na ili\u015fkin h\u00fck\u00fcmlerine ba\u011fl\u0131\u00a0kalmaks\u0131z\u0131n esas s\u00f6zle\u015fmede tespit edilen kay\u0131tl\u0131\u00a0sermaye tavan\u0131na kadar sermayeyi art\u0131rmaya yetkilidir.<\/span><\/p>\n

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(2) Kurulca izin verilen kay\u0131tl\u0131\u00a0sermaye tavan\u0131, iznin verildi\u011fi y\u0131l da d\u00e2hil olmak\u00a0\u00fczere be\u015f\u00a0y\u0131ll\u0131k s\u00fcre i\u00e7in ge\u00e7erlidir. Ortakl\u0131k esas s\u00f6zle\u015fmesinde belirtilmesi gereken bu s\u00fcrenin hesaplanmas\u0131nda takvim y\u0131l\u0131\u00a0esas al\u0131n\u0131r. Belirlenen s\u00fcrenin sonunda izin verilen kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ula\u015f\u0131lamam\u0131\u015f\u00a0olsa dahi, y\u00f6netim kurulunun sermaye art\u0131r\u0131m karar\u0131\u00a0alabilmesi i\u00e7in daha\u00a0\u00f6nce izin verilen tavan ya da yeni bir tavan tutar\u0131\u00a0i\u00e7in Kuruldan izin almak suretiyle yap\u0131lacak ilk genel kurul toplant\u0131s\u0131nda yeni bir s\u00fcre i\u00e7in yetki almas\u0131\u00a0zorunludur. Bu yetkinin s\u00fcresi be\u015f\u00a0y\u0131ll\u0131k d\u00f6nemler itibar\u0131yla genel kurul karar\u0131yla uzat\u0131labilir. S\u00f6z konusu yetkinin al\u0131nmamas\u0131\u00a0durumunda bu ortakl\u0131klar y\u00f6netim kurulu karar\u0131yla sermaye art\u0131r\u0131m\u0131\u00a0yapamaz.<\/span><\/p>\n

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(3) Kurul, ortakl\u0131klar veya belirli sekt\u00f6rler baz\u0131nda ikinci f\u0131krada belirtilen be\u015f\u00a0y\u0131ll\u0131k s\u00fcreden daha k\u0131sa bir s\u00fcre belirleyebilir.<\/span><\/p>\n

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(4) Ortakl\u0131klar\u0131n belirlenen kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ula\u015f\u0131lmadan yeni tavan tespiti ile kay\u0131tl\u0131\u00a0sermaye tavan\u0131na ula\u015f\u0131lmas\u0131\u00a0nedeniyle daha y\u00fcksek yeni bir kay\u0131tl\u0131\u00a0sermaye tavan\u0131\u00a0tespiti Kurul iznine t\u00e2bidir. Tavan art\u0131r\u0131mlar\u0131nda kay\u0131tl\u0131sermaye sistemine ge\u00e7i\u015f\u00a0i\u00e7in uygulanan esaslara tabi olunur.<\/span><\/p>\n

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(5) Kay\u0131tl\u0131\u00a0sermaye sisteminde,\u00a0\u00e7\u0131kar\u0131lan paylar tamamen sat\u0131larak bedelleri\u00a0\u00f6denmedik\u00e7e veya sat\u0131lamayan paylar iptal edilmedik\u00e7e yeni pay\u00a0\u00e7\u0131kar\u0131lamaz.<\/span><\/p>\n

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(6) Her t\u00fcr i\u00e7\u00a0kaynak ile kar pay\u0131n\u0131n sermayeye ilave edilmesi suretiyle ve birle\u015fme, b\u00f6l\u00fcnme ve benzeri genel kurul karar\u0131\u00a0gerektiren i\u015flemler neticesinde, her bir tavan kapsam\u0131nda bir defaya mahsus olmak\u00a0\u00fczere kay\u0131tl\u0131\u00a0sermaye tavan\u0131\u00a0a\u015f\u0131labilir. Ancak nakden yap\u0131lacak sermaye art\u0131r\u0131mlar\u0131\u00a0ile kay\u0131tl\u0131\u00a0sermaye tavan\u0131\u00a0a\u015f\u0131lamaz.<\/span><\/p>\n

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(7) Kay\u0131tl\u0131\u00a0sermaye sisteminde bulunan ortakl\u0131klar taraf\u0131ndan paya d\u00f6n\u00fc\u015ft\u00fcr\u00fclebilir tahvil veya paya d\u00f6n\u00fc\u015ft\u00fcr\u00fclebilir bir t\u00fcrev ara\u00e7\u00a0\u00e7\u0131kar\u0131lmas\u0131\u00a0h\u00e2linde, de\u011fi\u015ftirme veya d\u00f6n\u00fc\u015ft\u00fcrme sonucunda verilecek paylar ile ortakl\u0131\u011f\u0131n\u00e7\u0131kar\u0131lm\u0131\u015f\u00a0sermayesinin toplam\u0131\u00a0kay\u0131tl\u0131\u00a0sermaye tavan\u0131n\u0131\u00a0a\u015famaz.<\/span><\/p>\n

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(8) Yat\u0131r\u0131m kurulu\u015flar\u0131\u00a0ile yat\u0131r\u0131m ortakl\u0131klar\u0131\u00a0ve\u00a0portf\u00f6y\u00a0y\u00f6netim\u00a0\u015firketlerine ili\u015fkin d\u00fczenlemeler sakl\u0131d\u0131r.<\/span><\/p>\n

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\u0130zin i\u00e7in Kurula ba\u015fvuru ve gerekli belgeler<\/span><\/strong><\/p>\n

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MADDE 7\u00a0\u2013<\/span><\/strong>\u00a0(1) Kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7ilmesi ve tavan belirlenmesi i\u00e7in Kurula yap\u0131lacak ba\u015fvuruya a\u015fa\u011f\u0131daki belgeler eklenir:<\/span><\/p>\n

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a) Y\u00fcr\u00fcrl\u00fckte bulunan, t\u00fcm de\u011fi\u015fiklikleri i\u00e7eren ve tek bir metin haline getirilmi\u015f, ortakl\u0131\u011f\u0131\u00a0temsile yetkili ki\u015filerce onaylanm\u0131\u015f\u00a0esas s\u00f6zle\u015fme metni.<\/span><\/p>\n

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b) Kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015fe ili\u015fkin y\u00f6netim kurulu karar\u0131.<\/span><\/p>\n

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c) Ortakl\u0131k y\u00f6netim kurulunca haz\u0131rlanm\u0131\u015f\u00a0kay\u0131tl\u0131\u00a0sermaye maddesi tasla\u011f\u0131\u00a0ile esas s\u00f6zle\u015fmenin kay\u0131tl\u0131\u00a0sermaye sistemine ve Kanuna uyum sa\u011flamas\u0131\u00a0i\u00e7in de\u011fi\u015fmesi gereken di\u011fer maddelerine y\u00f6nelik de\u011fi\u015fiklik taslaklar\u0131.<\/span><\/p>\n

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\u00e7) Sermayenin tamam\u0131n\u0131n\u00a0\u00f6dendi\u011fini g\u00f6sterir mali m\u00fc\u015favir raporu.<\/span><\/p>\n

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d) Y\u00f6netim kuruluna imtiyazl\u0131\u00a0veya\u00a0nominal\u00a0de\u011ferinin\u00a0\u00fczerinde veya alt\u0131nda pay\u00a0\u00e7\u0131kar\u0131lmas\u0131, pay sahiplerinin yeni pay alma haklar\u0131n\u0131n s\u0131n\u0131rland\u0131r\u0131lmas\u0131\u00a0veya imtiyazl\u0131\u00a0pay sahiplerinin haklar\u0131n\u0131\u00a0k\u0131s\u0131tlay\u0131c\u0131\u00a0nitelikte karar alabilmesi konular\u0131nda yetki verilmek istenmesi halinde, bu yetkilerin gerek\u00e7esi.<\/span><\/p>\n

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e)\u00a0Y\u00f6netim kurulu\u00a0\u00fcyelerini ve ortakl\u0131\u011f\u0131\u00a0tan\u0131t\u0131c\u0131\u00a0bilgiler.<\/span><\/p>\n

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f) Ortakl\u0131\u011f\u0131n son durum itibar\u0131yla y\u00fczde be\u015f\u00a0ve\u00a0\u00fczeri pay sahiplerini g\u00f6sterir\u00a0\u015fekilde ortakl\u0131k yap\u0131s\u0131.<\/span><\/p>\n

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g) Ba\u015fvuru tarihine en yak\u0131n kar\u015f\u0131la\u015ft\u0131rmal\u0131\u00a0olarak d\u00fczenlenmi\u015f\u00a0y\u0131ll\u0131k finansal tablolar ile varsa son ara d\u00f6nem finansal tablolar\u0131\u00a0ve ba\u011f\u0131ms\u0131z denetim raporu.<\/span><\/p>\n

\u011f) Kurulca gerekli g\u00f6r\u00fclecek di\u011fer bilgi ve belgeler.<\/span><\/p>\n

(2) Kay\u0131tl\u0131\u00a0sermaye sisteminde bulunan ortakl\u0131klar\u0131n Kurula yapacaklar\u0131\u00a0tavan art\u0131r\u0131m\u0131\u00a0ba\u015fvurular\u0131na tavan art\u0131r\u0131m\u0131na ili\u015fkin y\u00f6netim kurulu karar\u0131\u00a0ile birlikte, bu maddenin birinci f\u0131kras\u0131n\u0131n (a) ve (c) bentlerinde say\u0131lan belgeler eklenir.<\/span><\/p>\n

 <\/p>\n

(3) Kurulca istenen belgelerin daha\u00a0\u00f6nce\u00a0KAP\u2019ta\u00a0kamuya a\u00e7\u0131klanm\u0131\u015f\u00a0veya Kurula g\u00f6nderilmi\u015f\u00a0olmas\u0131\u00a0halinde, bu bilgilerin ayr\u0131ca Kurula g\u00f6nderilmesi gerekmez.<\/span><\/p>\n

 <\/p>\n

Kurul incelemesi ve izni<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 8\u00a0\u2013<\/span><\/strong>\u00a0(1) Her ortakl\u0131\u011f\u0131n kay\u0131tl\u0131\u00a0sermaye tavan\u0131, bu Tebli\u011fin 5 inci maddesinde belirtilen\u00a0\u00fcst s\u0131n\u0131r\u0131a\u015fmayacak\u00a0\u015fekilde, ortakl\u0131\u011f\u0131n\u00a0\u00f6nerisi ve kay\u0131tl\u0131\u00a0sermaye sisteminin amac\u0131\u00a0g\u00f6z\u00a0\u00f6n\u00fcnde tutularak belirlenir ve Kurulca yap\u0131lacak inceleme sonucunda ortakl\u0131\u011f\u0131n kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015fine ve\/veya kay\u0131tl\u0131\u00a0sermaye tavan\u0131n\u0131n belirlenmesine izin verilir.<\/span><\/p>\n

 <\/p>\n

Kurul izninden sonra yap\u0131lacak i\u015flemler<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 9\u00a0\u2013<\/span><\/strong>\u00a0(1) Kuruldan al\u0131nan izin yaz\u0131s\u0131\u00a0ve Kurulca onayl\u0131\u00a0esas s\u00f6zle\u015fme tadil tasar\u0131s\u0131\u00a0ile birlikte\u00a0TTK’n\u0131n\u00a0333\u00fcnc\u00fc\u00a0maddesi uyar\u0131nca esas s\u00f6zle\u015fme de\u011fi\u015fikli\u011fi i\u00e7in izin al\u0131nmak\u00a0\u00fczere G\u00fcmr\u00fck ve Ticaret Bakanl\u0131\u011f\u0131na m\u00fcracaat edilir.<\/span><\/p>\n

 <\/p>\n

(2) Kanunun 29 uncu maddesi uyar\u0131nca kay\u0131tl\u0131\u00a0sermaye sisteminde bulunan halka a\u00e7\u0131k ortakl\u0131klar\u0131n y\u00f6netim kuruluna yeni pay alma haklar\u0131n\u0131\u00a0k\u0131s\u0131tlama yetkisinin verilmesine ili\u015fkin karar\u0131n genel kurulca kabul edilebilmesi i\u00e7in, esas s\u00f6zle\u015fmelerinde a\u00e7\u0131k\u00e7a oran belirtilmek suretiyle daha a\u011f\u0131r nisaplar\u00a0\u00f6ng\u00f6r\u00fclmedi\u011fi takdirde, toplant\u0131\u00a0nisab\u0131\u00a0aranmaks\u0131z\u0131n ortakl\u0131k genel kuruluna kat\u0131lan oy hakk\u0131n\u0131\u00a0haiz paylar\u0131n\u00a0\u00fc\u00e7te ikisinin olumlu oy vermesi\u00a0\u015fart\u0131\u00a0aran\u0131r.\u00a0Ancak, toplant\u0131da sermayeyi temsil eden oy hakk\u0131n\u0131\u00a0haiz paylar\u0131n en az yar\u0131s\u0131n\u0131n haz\u0131r bulunmas\u0131\u00a0halinde, esas s\u00f6zle\u015fmede a\u00e7\u0131k\u00e7a daha a\u011f\u0131r nisaplar\u00a0\u00f6ng\u00f6r\u00fclmedik\u00e7e, toplant\u0131ya kat\u0131lan oy hakk\u0131n\u0131\u00a0haiz paylar\u0131n\u00a0\u00e7o\u011funlu\u011fu ile karar al\u0131n\u0131r. Bu f\u0131krada belirtilen nisaplar\u0131hafifleten esas s\u00f6zle\u015fme h\u00fck\u00fcmleri ge\u00e7ersizdir.<\/span><\/p>\n

 <\/p>\n

(3)\u00a0\u0130mtiyazl\u0131\u00a0paylar\u0131n varl\u0131\u011f\u0131\u00a0halinde bu\u00a0Tebli\u011f\u00a0\u00a0kapsam\u0131nda\u00a0yap\u0131lacak esas s\u00f6zle\u015fme de\u011fi\u015fikli\u011fine ili\u015fkin genel kurul kararlar\u0131, imtiyazl\u0131\u00a0pay sahipleri\u00a0\u00f6zel kurulunca\u00a0TTK\u2019n\u0131n\u00a0454\u00a0\u00fcnc\u00fc\u00a0maddesindeki esaslara g\u00f6re toplan\u0131r ve karara ba\u011flan\u0131r. \u015eu kadar ki, ortakl\u0131klar\u0131n kay\u0131tl\u0131\u00a0sermaye tavan\u0131\u00a0d\u00e2hilindeki sermaye art\u0131r\u0131mlar\u0131nda ayr\u0131ca imtiyazl\u0131\u00a0pay sahipleri\u00a0\u00f6zel kurulu karar\u0131\u00a0aranmaz.<\/span><\/p>\n

 <\/p>\n

(4) Esas s\u00f6zle\u015fme de\u011fi\u015fikliklerinin genel kurulca onaylanmas\u0131n\u0131\u00a0m\u00fcteakip, bu de\u011fi\u015fiklikler ilgili ticaret siciline tescil ve\u00a0TTSG\u2019de\u00a0ilan ettirilir.<\/span><\/p>\n

 <\/p>\n

Kay\u0131tl\u0131\u00a0sermaye sisteminden\u00a0\u00e7\u0131kma ve\u00a0\u00e7\u0131kar\u0131lma<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 10\u00a0\u2013<\/span><\/strong>\u00a0(1) Ortakl\u0131klar Kuruldan izin almak suretiyle kay\u0131tl\u0131\u00a0sermaye sisteminden\u00a0\u00e7\u0131kabilir.<\/span><\/p>\n

 <\/p>\n

(2) Kay\u0131tl\u0131\u00a0sermaye sistemini amac\u0131\u00a0d\u0131\u015f\u0131nda, ortaklar\u0131n ve di\u011fer tasarruf sahiplerinin istismar\u0131na yol a\u00e7acak\u00a0\u015fekilde kulland\u0131\u011f\u0131\u00a0anla\u015f\u0131lan ve bu sisteme ge\u00e7i\u015fte aranan di\u011fer nitelikleri yitiren ortakl\u0131klar, Kurul taraf\u0131ndan sistemden\u00a0\u00e7\u0131kart\u0131labilir.<\/span><\/p>\n

\u00dc\u00c7\u00dcNC\u00dc\u00a0B\u00d6L\u00dcM<\/b><\/span><\/p>\n

Y\u00f6netim Kurulu Kararlar\u0131na\u00a0\u0130li\u015fkin Esaslar<\/b><\/span><\/p>\n

Y\u00f6netim kuruluna tan\u0131nabilecek yetkiler ile y\u00f6netim kurulu kararlar\u0131 <\/span><\/strong><\/p>\n

MADDE 11\u00a0\u2013<\/span><\/strong>\u00a0(1) Kay\u0131tl\u0131\u00a0sermaye sistemini kabul etmek isteyen ortakl\u0131klarda y\u00f6netim kuruluna; imtiyazl\u0131\u00a0veyanominal\u00a0de\u011ferinin\u00a0\u00fczerinde veya alt\u0131nda pay\u00a0\u00e7\u0131kar\u0131lmas\u0131, pay sahiplerinin yeni pay alma haklar\u0131n\u0131n s\u0131n\u0131rland\u0131r\u0131lmas\u0131\u00a0veya imtiyazl\u0131\u00a0pay sahiplerinin haklar\u0131n\u0131\u00a0k\u0131s\u0131tlay\u0131c\u0131\u00a0nitelikte karar al\u0131nmas\u0131\u00a0yetkisi verilmek istendi\u011fi takdirde, bu yetkilerin y\u00f6netim kuruluna verildi\u011fine dair a\u00e7\u0131k h\u00fck\u00fcmlerin esas s\u00f6zle\u015fme metninde yer almas\u0131\u00a0\u015fartt\u0131r.<\/span><\/p>\n

 <\/p>\n

(2) Birinci f\u0131krada belirtilen yetkilerin kullan\u0131labilmesi i\u00e7in y\u00f6netim kuruluna verilen be\u015f\u00a0y\u0131ll\u0131k s\u00fcre dolmadan kay\u0131tl\u0131sermaye tavan\u0131na ula\u015f\u0131lm\u0131\u015f\u00a0olsa dahi, s\u00f6z konusu s\u00fcre bitimine kadar bu yetkiler kullan\u0131labilir.<\/span><\/p>\n

 <\/p>\n

(3) Y\u00f6netim kurulunun yeni pay alma hakk\u0131n\u0131\u00a0k\u0131s\u0131tlama yetkisi, pay sahipleri aras\u0131nda e\u015fitsizli\u011fe yol a\u00e7acak\u00a0\u015fekilde kullan\u0131lamaz.\u00a0TTK\u2019n\u0131n\u00a0461 inci maddesinin ikinci ve\u00a0\u00fc\u00e7\u00fcnc\u00fc\u00a0f\u0131kralar\u0131\u00a0h\u00fck\u00fcmleri halka a\u00e7\u0131k ortakl\u0131klar i\u00e7in uygulanmaz.<\/span><\/p>\n

 <\/p>\n

(4)\u00a0Y\u00f6netim kurulu\u00a0taraf\u0131ndan bu madde kapsam\u0131nda al\u0131nacak kararlarda; art\u0131r\u0131lacak sermaye tutar\u0131,\u00a0\u00e7\u0131kar\u0131lacak yeni paylar\u0131n itibari de\u011ferleri ve adedi, primli,\u00a0iskontolu\u00a0ve\/veya imtiyazl\u0131\u00a0olup olmad\u0131klar\u0131, sat\u0131\u015f\u00a0fiyat\u0131\u00a0veya fiyat\u0131n belirlenmesine ili\u015fkin esaslar, r\u00fc\u00e7han hakk\u0131n\u0131n s\u0131n\u0131rland\u0131r\u0131l\u0131p s\u0131n\u0131rland\u0131r\u0131lmad\u0131\u011f\u0131, kullan\u0131lma\u00a0\u015fartlar\u0131\u00a0ve s\u00fcresi belirtilir.<\/span><\/p>\n

 <\/p>\n

Y\u00f6netim kurulu kararlar\u0131n\u0131n ve esas s\u00f6zle\u015fme de\u011fi\u015fikliklerinin ilan\u0131 <\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 12\u00a0\u2013<\/span><\/strong>\u00a0(1) Kay\u0131tl\u0131\u00a0sermaye tavan\u0131n\u0131n art\u0131r\u0131lmas\u0131, verilen izin s\u00fcresinin uzat\u0131lmas\u0131, sermaye art\u0131r\u0131m\u0131\u00a0ve bu Tebli\u011fin 11 inci maddesi kapsam\u0131nda al\u0131nan y\u00f6netim kurulu kararlar\u0131, Kurulun\u00a0\u00f6zel durumlara ili\u015fkin d\u00fczenlemeleri\u00e7er\u00e7evesinde kamuya a\u00e7\u0131klan\u0131r. Ayr\u0131ca bu Tebli\u011fin 11 inci maddesi kapsam\u0131nda al\u0131nan y\u00f6netim kurulu kararlar\u0131\u00a0al\u0131nd\u0131\u011f\u0131tarihten itibaren on i\u015f\u00a0g\u00fcn\u00fc\u00a0i\u00e7inde ticaret siciline tescil ettirilir.<\/span><\/p>\n

 <\/p>\n

(2) Sermaye art\u0131r\u0131m\u0131n\u0131n mevzuata uygun olarak ger\u00e7ekle\u015ftirilmesinden sonra, art\u0131r\u0131m\u0131n tamamland\u0131\u011f\u0131na ili\u015fkin y\u00f6netim kurulu karar\u0131\u00a0ile Kurula ba\u015fvurulur. Esas s\u00f6zle\u015fmenin sermayeye ili\u015fkin maddesinin yeni\u00a0\u015fekli hakk\u0131nda Kuruldan uygun g\u00f6r\u00fc\u015f\u00a0al\u0131nmas\u0131n\u0131\u00a0m\u00fcteakip, ilgili maddenin yeni\u00a0\u015fekli y\u00f6netim kurulu taraf\u0131ndan on g\u00fcn i\u00e7erisinde ticaret siciline tescil ettirilir.<\/span><\/p>\n

 <\/p>\n

Y\u00f6netim kurulu kararlar\u0131n\u0131n iptali<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 13\u00a0\u2013<\/span><\/strong>\u00a0(1) Y\u00f6netim kurulunun bu Tebli\u011fdeki esaslar\u00a0\u00e7er\u00e7evesinde ald\u0131\u011f\u0131\u00a0kararlar aleyhine,\u00a0TTK\u2019n\u0131n\u00a0genel kurul kararlar\u0131n\u0131n iptaline ili\u015fkin h\u00fck\u00fcmleri\u00a0\u00e7er\u00e7evesinde y\u00f6netim kurulu\u00a0\u00fcyeleri veya haklar\u0131\u00a0ihlal edilen pay sahipleri, karar\u0131n ilan\u0131ndan itibaren otuz g\u00fcn i\u00e7erisinde ortakl\u0131k merkezinin bulundu\u011fu yer ticaret mahkemesinde iptal davas\u0131\u00a0a\u00e7abilir.<\/span><\/p>\n

 <\/p>\n

(2) Kurulca Kanunun 93\u00a0\u00fcnc\u00fc\u00a0maddesi uyar\u0131nca, bu Tebli\u011f\u00a0\u00e7er\u00e7evesinde al\u0131nan y\u00f6netim kurulu kararlar\u0131\u00a0aleyhine, bu kararlar\u0131n ticaret siciline tescil tarihinden itibaren otuz g\u00fcn i\u00e7erisinde ortakl\u0131k merkezinin bulundu\u011fu yer asliye ticaret mahkemesinde iptal davas\u0131\u00a0a\u00e7\u0131labilir ve teminats\u0131z olarak bu kararlar\u0131n icras\u0131n\u0131n geri b\u0131rak\u0131lmas\u0131\u00a0istenebilir.<\/span><\/p>\n

 <\/p>\n

(3)\u00a0Y\u00f6netim kurulu\u00a0kararlar\u0131n\u0131n iptali hususunda, bu Tebli\u011f\u00a0ile d\u00fczenlenmemi\u015f\u00a0konularda\u00a0TTK\u2019n\u0131n\u00a0ilgili h\u00fck\u00fcmleri uygulan\u0131r.<\/span><\/p>\n

 <\/p>\n

Kurula bildirim ve\u00a0\u00f6zel durum a\u00e7\u0131klamalar\u0131 <\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 14\u00a0\u2013<\/span><\/strong>\u00a0(1) Y\u00f6netim kurulunun bu Tebli\u011f\u00a0\u00e7er\u00e7evesinde ald\u0131\u011f\u0131\u00a0kararlar aleyhine iptal davas\u0131\u00a0a\u00e7\u0131lmas\u0131halinde, ortakl\u0131k davan\u0131n a\u00e7\u0131ld\u0131\u011f\u0131n\u0131\u00a0\u00f6\u011frendi\u011fi tarihten itibaren be\u015f\u00a0i\u015f\u00a0g\u00fcn\u00fc\u00a0i\u00e7erisinde durumu Kurula bildirmekle y\u00fck\u00fcml\u00fcd\u00fcr. Mahkemece, aleyhine iptal davas\u0131\u00a0a\u00e7\u0131lan y\u00f6netim kurulu karar\u0131n\u0131n icras\u0131n\u0131n geri b\u0131rak\u0131lmas\u0131na karar verildi\u011fi takdirde, taraflarca karar\u0131n\u00a0\u00f6\u011frenildi\u011fi tarihten itibaren en ge\u00e7\u00a0be\u015f\u00a0i\u015f\u00a0g\u00fcn\u00fc\u00a0i\u00e7erisinde Kurula bildirilmesi zorunludur. Mahkemece icran\u0131n geri b\u0131rak\u0131lmas\u0131\u00a0veya iptal karar\u0131\u00a0verilmedi\u011fi s\u00fcrece, sermaye art\u0131r\u0131m\u0131\u00a0dolay\u0131s\u0131yla Kurula yap\u0131lacak ba\u015fvuru i\u015flemlerine devam edilir.<\/span><\/p>\n

 <\/p>\n

(2)\u00a0\u0130ptal davas\u0131na ili\u015fkin mahkeme h\u00fckm\u00fcn\u00fcn tebli\u011f\u00a0tarihinden itibaren be\u015f\u00a0i\u015f\u00a0g\u00fcn\u00fc\u00a0i\u00e7erisinde, ortakl\u0131klar durumu Kurula bildirmekle y\u00fck\u00fcml\u00fcd\u00fcr.<\/span><\/p>\n

 <\/p>\n

(3) Dava konusu y\u00f6netim kurulu karar\u0131n\u0131n iptaline ili\u015fkin mahkeme karar\u0131n\u0131n kesinle\u015fmesini izleyen be\u015f\u00a0i\u015f\u00a0g\u00fcn\u00fci\u00e7erisinde, y\u00f6netim kurulu taraf\u0131ndan s\u00f6z konusu karar\u0131n y\u00f6netim kurulu kararlar\u0131\u00a0defterinden silinmesi ve bu hususun 12nci\u00a0madde h\u00fckm\u00fc\u00a0\u00e7er\u00e7evesinde tescil ve ilan ettirilmesi zorunludur.<\/span><\/p>\n

 <\/p>\n

(4)\u00a0\u0130ptal davas\u0131\u00a0a\u00e7\u0131lmas\u0131\u00a0halinde, s\u00f6z\u00fc\u00a0edilen iptal davas\u0131n\u0131n a\u00e7\u0131ld\u0131\u011f\u0131\u00a0hususu, mahkemece aleyhine iptal davas\u0131a\u00e7\u0131lan y\u00f6netim kurulu karar\u0131n\u0131n icras\u0131n\u0131n geri b\u0131rak\u0131lmas\u0131na karar verildi\u011fi takdirde bu karar, davaya ili\u015fkin nihai mahkeme karar\u0131\u00a0ve mahkeme karar\u0131n\u0131n kesinle\u015fmesi halinde bu husus Kurulun\u00a0\u00f6zel durumlara ili\u015fkin d\u00fczenlemeleri\u00a0\u00e7er\u00e7evesinde kamuya a\u00e7\u0131klan\u0131r.<\/span><\/p>\n

D\u00d6RD\u00dcNC\u00dc\u00a0B\u00d6L\u00dcM<\/b><\/span><\/p>\n

\u00c7e\u015fitli ve Son H\u00fck\u00fcmler<\/b><\/span><\/p>\n

Yeniden de\u011ferleme<\/span><\/strong><\/p>\n

MADDE 15\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin 5 inci maddesinde yer alan tutar, her y\u0131l Maliye Bakanl\u0131\u011f\u0131nca ilan edilen yeniden de\u011ferleme katsay\u0131s\u0131\u00a0dikkate al\u0131narak gerekli g\u00f6r\u00fclmesi halinde Kurulca yeniden belirlenir.<\/span><\/p>\n

 <\/p>\n

Y\u00fcr\u00fcrl\u00fckten kald\u0131r\u0131lan tebli\u011f\u00a0ve at\u0131flar<\/span><\/strong><\/p>\n

 <\/p>\n

MADDE 16\u00a0\u2013<\/span><\/strong>\u00a0(1)\u00a0\u00a023\/1\/2008\u00a0tarihli ve 26765 say\u0131l\u0131\u00a0Resm\u00ee\u00a0Gazete\u2019de yay\u0131mlanan <\/span>Kay\u0131tl\u0131\u00a0Sermaye Sistemine \u0130li\u015fkin Esaslar Tebli\u011fi (Seri: IV, No: 38)<\/span><\/a><\/span> y\u00fcr\u00fcrl\u00fckten kald\u0131r\u0131lm\u0131\u015ft\u0131r.<\/span><\/p>\n

 <\/p>\n

(2) Kurulun di\u011fer d\u00fczenlemelerinde Kay\u0131tl\u0131\u00a0Sermaye Sistemine\u00a0\u0130li\u015fkin Esaslar Tebli\u011fi (Seri: IV, No: 38)\u2019ne yap\u0131lan at\u0131flar bu Tebli\u011fe yap\u0131lm\u0131\u015f\u00a0say\u0131l\u0131r.<\/span><\/p>\n

 <\/p>\n

Ge\u00e7i\u015f\u00a0h\u00fck\u00fcmleri<\/span><\/strong><\/p>\n

 <\/p>\n

GE\u00c7\u0130C\u0130\u00a0MADDE 1\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011fin y\u00fcr\u00fcrl\u00fck tarihi itibar\u0131yla kay\u0131tl\u0131\u00a0sermaye sisteminde bulunan ortakl\u0131klar i\u00e7in, Kurulca yeni bir tavan izni verilene kadar bu Tebli\u011fin 5 inci maddesi uygulanmaz.<\/span><\/p>\n

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(2) Bu Tebli\u011fin y\u00fcr\u00fcrl\u00fc\u011fe girdi\u011fi tarihte Kurulca karara ba\u011flanmam\u0131\u015f\u00a0kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015f, tavan art\u0131r\u0131m\u0131\u00a0ve benzeri hususlara ili\u015fkin ba\u015fvurular, bu Tebli\u011f\u00a0h\u00fck\u00fcmlerine g\u00f6re sonu\u00e7land\u0131r\u0131l\u0131r.<\/span><\/p>\n

Y\u00fcr\u00fcrl\u00fck<\/span><\/strong><\/p>\n

MADDE 17\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f\u00a0yay\u0131m\u0131\u00a0tarihinde y\u00fcr\u00fcrl\u00fc\u011fe girer.<\/span><\/p>\n

Y\u00fcr\u00fctme<\/span><\/strong><\/p>\n

MADDE 18\u00a0\u2013<\/span><\/strong>\u00a0(1) Bu Tebli\u011f\u00a0h\u00fck\u00fcmlerini Kurul y\u00fcr\u00fct\u00fcr.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"

6362 say\u0131l\u0131\u00a0Sermaye Piyasas\u0131\u00a0Kanunu uyar\u0131nca, ortakl\u0131klar\u0131n kay\u0131tl\u0131\u00a0sermaye sistemine ge\u00e7i\u015fi i\u00e7in ve sistem i\u00e7inde uymalar\u0131\u00a0gereken esaslar  <\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[3],"tags":[],"class_list":["post-6367","post","type-post","status-publish","format-standard","hentry","category-mevzuat-haberleri"],"_links":{"self":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6367","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/comments?post=6367"}],"version-history":[{"count":1,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6367\/revisions"}],"predecessor-version":[{"id":6368,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/posts\/6367\/revisions\/6368"}],"wp:attachment":[{"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/media?parent=6367"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/categories?post=6367"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.alohaber.net\/wp\/wp-json\/wp\/v2\/tags?post=6367"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}